We are live on
!
Find out more
AWM
AE Wealth Management Portfolio holdings
AUM
$18.5B
1-Year Est. Return
19.51%
This Fund
S&P 500
This Quarter
Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
(+18%)
Cap. Flow
+$1.4B
Cap. Flow
% of AUM
9.76%
Top 10 Holdings %
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core Dividend Growth ETF
DGRO
|
+$102M |
| 2 |
Vanguard Mega Cap Growth ETF
MGK
|
+$87.7M |
| 3 |
iShares MSCI USA Quality Factor ETF
QUAL
|
+$80.5M |
| 4 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$78M |
| 5 |
iShares MBS ETF
MBB
|
+$74.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$74.9M |
| 2 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$64.2M |
| 3 |
iShares MSCI USA Momentum Factor ETF
MTUM
|
+$63M |
| 4 |
iShares S&P 100 ETF
OEF
|
+$58.5M |
| 5 |
Vanguard Small-Cap Growth ETF
VBK
|
+$52.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.49% |
| 2 | Financials | 3.83% |
| 3 | Consumer Discretionary | 3.34% |
| 4 | Healthcare | 3.01% |
| 5 | Industrials | 2.53% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1351
First Trust Dorsey Wright Focus 5 ETF
FV
$3.59B
| $394K | ﹤0.01% |
8,005
+999
| +14% | +$48.8K |
|
|
HYI
1352
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
| $393K | ﹤0.01% |
24,892
+134
| +0.5% | +$2.09K |
|
1353
Omnicom Group
OMC
$23.7B
| $392K | ﹤0.01% |
5,346
+512
| +11% | +$36.4K |
|
1354
Signet Jewelers
SIG
$3.79B
| $391K | ﹤0.01% |
4,495
-779
| -15% | -$71.5K |
|
1355
Vanguard S&P 500 Value ETF
VOOV
$6.65B
| $389K | ﹤0.01% |
2,571
+305
| +13% | +$44.9K |
|
1356
FT Vest US Equity Deep Buffer ETF February
DFEB
$458M
| $386K | ﹤0.01% |
10,960
-3,139
| -22% | -$110K |
|
1357
Schwab US Mid-Cap ETF
SCHM
$14.3B
| $385K | ﹤0.01% |
+14,352
| New | +$383K |
|
1358
Regal Rexnord
RRX
$12.6B
| $383K | ﹤0.01% |
2,250
-27
| -1% | -$4.28K |
|
|
JPS
1359
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
| $382K | ﹤0.01% |
39,307
-1,213
| -3% | -$11.7K |
|
1360
State Street
STT
$49.1B
| $380K | ﹤0.01% |
4,088
+204
| +5% | +$19.2K |
|
|
IBHC
1361
DELISTED
iShares iBonds 2023 Term High Yield and Income ETF
IBHC
| $380K | ﹤0.01% |
15,580
-47,641
| -75% | -$1.17M |
|
1362
Centene
CNC
$31.3B
| $379K | ﹤0.01% |
4,598
-281
| -6% | -$20.6K |
|
1363
Vertiv
VRT
$87.7B
| $377K | ﹤0.01% |
15,090
+1,704
| +13% | +$42.6K |
|
1364
Invesco Ultra Short Duration ETF
GSY
$3.86B
| $376K | ﹤0.01% |
7,466
-15,332
| -67% | -$772K |
|
1365
Hasbro
HAS
$13.6B
| $375K | ﹤0.01% |
3,683
-718
| -16% | -$68.9K |
|
1366
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.08B
| $375K | ﹤0.01% |
5,971
-608
| -9% | -$36.3K |
|
1367
ProShares UltraPro QQQ
TQQQ
$29.3B
| $375K | ﹤0.01% |
9,024
-1,292
| -13% | -$50K |
|
1368
Invitation Homes
INVH
$17.9B
| $374K | ﹤0.01% |
8,247
+1,103
| +15% | +$45.6K |
|
1369
Brown-Forman Class A
BF.A
$13.7B
| $372K | ﹤0.01% |
+5,493
| New | +$366K |
|
1370
The 3D Printing ETF
PRNT
$58.8M
| $371K | ﹤0.01% |
10,812
-6,405
| -37% | -$229K |
|
1371
Trimble
TRMB
$13.6B
| $370K | ﹤0.01% |
4,241
-340
| -7% | -$29.2K |
|
1372
eBay
EBAY
$51.4B
| $369K | ﹤0.01% |
5,554
+665
| +14% | +$47.5K |
|
1373
Nutrien
NTR
$33.6B
| $369K | ﹤0.01% |
4,906
+18
| +0.4% | +$1.26K |
|
|
FLG
1374
Flagstar Bank National Association
FLG
$5.87B
| $367K | ﹤0.01% |
10,024
-518
| -5% | -$19.7K |
|
|
RDS.B
1375
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
| $365K | ﹤0.01% |
8,423
-1,076
| -11% | -$48.5K |
|
Similar funds
SA
NC
BBHC
TAF
JAM
CWP
HNB
NAM
AE Wealth Management's Q4 2021 Portfolio in Review
As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.
AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.
- AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
- AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
- AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
- AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
- AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
- AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
- AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.
Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.