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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPEU icon
1351
State Street SPDR Portfolio Europe ETF
SPEU
$719M
$313K ﹤0.01%
7,671
-9,608
-56% -$410K
BDEC icon
1352
Innovator US Equity Buffer ETF December
BDEC
$217M
$312K ﹤0.01%
9,328
– –
SFY icon
1353
SoFi Select 500 ETF
SFY
$649M
$312K ﹤0.01%
3,903
+1,151
+42% +$94.3K
GIB icon
1354
CGI
GIB
$15B
$309K ﹤0.01%
3,647
+4
+0.1% +$360
SUSB icon
1355
iShares ESG Aware 1-5 Year USD Corporate Bond ETF
SUSB
$1.3B
$309K ﹤0.01%
11,897
-2,937
-20% -$76.5K
GWW icon
1356
W.W. Grainger
GWW
$66B
$308K ﹤0.01%
783
-2,128
-73% -$923K
BIIB icon
1357
Biogen
BIIB
$30.4B
$307K ﹤0.01%
1,085
+277
+34% +$90.8K
CNC icon
1358
Centene
CNC
$31.6B
$304K ﹤0.01%
4,879
+329
+7% +$22K
FNF icon
1359
Fidelity National Financial
FNF
$14.6B
$304K ﹤0.01%
6,982
+577
+9% +$25.6K
BBN icon
1360
BlackRock Taxable Municipal Bond Trust
BBN
$978M
$302K ﹤0.01%
11,717
-705
-6% -$18.5K
CEF icon
1361
Sprott Physical Gold and Silver Trust
CEF
$7.35B
$302K ﹤0.01%
17,652
+5,411
+44% +$97.6K
SYF icon
1362
Synchrony
SYF
$25.1B
$299K ﹤0.01%
6,121
-531
-8% -$25.8K
BSX icon
1363
Boston Scientific
BSX
$68.5B
$298K ﹤0.01%
6,857
-31,318
-82% -$1.39M
FMC icon
1364
FMC
FMC
$1.37B
$297K ﹤0.01%
3,241
+604
+23% +$59.6K
MSA icon
1365
Mine Safety
MSA
$6.94B
$297K ﹤0.01%
+2,038
New +$324K
SAIC icon
1366
Saic
SAIC
$5.14B
$297K ﹤0.01%
3,469
-120
-3% -$10.3K
SCHC icon
1367
Schwab International Small-Cap Equity ETF
SCHC
$5.35B
$297K ﹤0.01%
7,144
+806
+13% +$34.2K
TDSB icon
1368
Exchange Listed Funds Trust ETC Cabana Target Beta ETF
TDSB
$49M
$297K ﹤0.01%
11,663
-2,617
-18% -$68.1K
BST icon
1369
BlackRock Science and Technology Trust
BST
$1.55B
$296K ﹤0.01%
5,672
+1,033
+22% +$55.9K
FXH icon
1370
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$291K ﹤0.01%
2,444
-1,251
-34% -$153K
AGR
1371
DELISTED
Avangrid, Inc.
AGR
$290K ﹤0.01%
5,977
-179
-3% -$9.42K
OGN icon
1372
Organon & Co
OGN
$3.55B
$288K ﹤0.01%
8,781
-2,863
-25% -$91.6K
AJG icon
1373
Arthur J. Gallagher & Co
AJG
$68.2B
$287K ﹤0.01%
1,933
+190
+11% +$27.2K
OLLI icon
1374
Ollie's Bargain Outlet
OLLI
$4.17B
$287K ﹤0.01%
+4,769
New +$386K
TCPC icon
1375
BlackRock TCP Capital
TCPC
$274M
$287K ﹤0.01%
21,116
+2,697
+15% +$37.8K
53 54
55
56 57

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SA
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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.