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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLU icon
1351
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$23.4B
$2K ﹤0.01%
13,000
-21,800
-63% -$690K
MRO
1352
CALL
DELISTED
Marathon Oil Corporation
MRO
$2K ﹤0.01%
+2,000
New +$10.7K
CCJ icon
1353
CALL
Cameco
CCJ
$37.9B
$1K ﹤0.01%
+3,000
New +$32K
DIA icon
1354
CALL
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46B
$1K ﹤0.01%
+200
New +$58.2K
ICLN icon
1355
CALL
iShares Global Clean Energy ETF
ICLN
$2.27B
$1K ﹤0.01%
+400
New +$8.99K
AIVL icon
1356
WisdomTree US AI Enhanced Value Fund
AIVL
$433M
– –
-15,669
Closed -$1.18M
AMH icon
1357
American Homes 4 Rent
AMH
$12.2B
– –
-7,700
Closed -$219K
AOS icon
1358
A.O. Smith
AOS
$8.82B
– –
-4,803
Closed -$254K
BKLN icon
1359
Invesco Senior Loan ETF
BKLN
$6.97B
– –
-10,688
Closed -$232K
BPMC
1360
DELISTED
Blueprint Medicines
BPMC
– –
-7,199
Closed -$667K
BYND icon
1361
Beyond Meat
BYND
$279M
– –
-3,379
Closed -$561K
CE icon
1362
Celanese
CE
$4.77B
– –
-3,374
Closed -$362K
CEF icon
1363
Sprott Physical Gold and Silver Trust
CEF
$7.35B
– –
-29,508
Closed -$541K
CHMG icon
1364
Chemung Financial Corp
CHMG
$395M
– –
-7,740
Closed -$223K
CHRD icon
1365
Chord Energy
CHRD
$7.25B
– –
-13,181
Closed -$4K
CNI icon
1366
Canadian National Railway
CNI
$78.3B
– –
-4,633
Closed -$493K
CROX icon
1367
Crocs
CROX
$6.75B
– –
-15,015
Closed -$642K
DVYE icon
1368
iShares Emerging Markets Dividend ETF
DVYE
$1.2B
– –
-10,106
Closed -$304K
EGP icon
1369
EastGroup Properties
EGP
$11.3B
– –
-2,537
Closed -$328K
EVH icon
1370
Evolent Health
EVH
$421M
– –
-49,127
Closed -$610K
EXG icon
1371
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.93B
– –
-12,190
Closed -$90K
FATE icon
1372
Fate Therapeutics
FATE
$270M
– –
-15,536
Closed -$621K
FJUN icon
1373
FT Vest US Equity Buffer ETF June
FJUN
$1.35B
– –
-10,888
Closed -$349K
FLWS icon
1374
1-800-Flowers.com
FLWS
$254M
– –
-22,700
Closed -$566K
FORM icon
1375
FormFactor
FORM
$6.88B
– –
-26,489
Closed -$660K
53 54
55
56 57

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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
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TAF
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JAM
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CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.