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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PJAN icon
1351
Innovator US Equity Power Buffer ETF January
PJAN
$1.42B
– –
-16,516
Closed -$462K
PTY icon
1352
PIMCO Corporate & Income Opportunity Fund
PTY
$2.46B
– –
-79,923
Closed -$1.24M
QURE icon
1353
uniQure
QURE
$2.75B
– –
-12,648
Closed -$570K
REYN icon
1354
Reynolds Consumer Products
REYN
$5.42B
– –
-17,208
Closed -$598K
RHP icon
1355
Ryman Hospitality Properties
RHP
$8.56B
– –
-8,092
Closed -$280K
RODM icon
1356
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.6B
– –
-99,924
Closed -$2.46M
RQI icon
1357
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
– –
-125,094
Closed -$1.37M
RWR icon
1358
State Street SPDR Dow Jones REIT ETF
RWR
$1.9B
– –
-3,530
Closed -$275K
RWX icon
1359
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
– –
-11,136
Closed -$321K
SAM icon
1360
Boston Beer
SAM
$1.95B
– –
-878
Closed -$471K
SCHM icon
1361
Schwab US Mid-Cap ETF
SCHM
$14.2B
– –
-11,874
Closed -$208K
SHAK icon
1362
Shake Shack
SHAK
$2.54B
– –
-11,186
Closed -$593K
SIZE icon
1363
iShares MSCI USA Size Factor ETF
SIZE
$430M
– –
-22,427
Closed -$1.96M
SMLV icon
1364
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$260M
– –
-5,920
Closed -$452K
SMTC icon
1365
Semtech
SMTC
$9.65B
– –
-12,619
Closed -$659K
SNA icon
1366
Snap-on
SNA
$21.5B
– –
-1,623
Closed -$225K
TAIL icon
1367
Cambria Tail Risk ETF
TAIL
$150M
– –
-50,882
Closed -$1.13M
TAP icon
1368
Molson Coors Class B
TAP
$8.02B
– –
-6,549
Closed -$225K
TDG icon
1369
TransDigm Group
TDG
$70.7B
– –
-566
Closed -$250K
TER icon
1370
Teradyne
TER
$50B
– –
-9,657
Closed -$816K
THS
1371
DELISTED
Treehouse Foods
THS
– –
-11,491
Closed -$503K
THW
1372
abrdn World Healthcare Fund
THW
$534M
– –
-46,537
Closed -$665K
TLH icon
1373
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
– –
-1,360
Closed -$228K
TQQQ icon
1374
ProShares UltraPro QQQ
TQQQ
$28.6B
– –
-22,888
Closed -$279K
TRU icon
1375
TransUnion
TRU
$16B
– –
-8,887
Closed -$774K
53 54
55
56 57

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HNB
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NAM
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.