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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WST icon
1326
West Pharmaceutical
WST
$23.7B
$555K ﹤0.01%
1,479
+101
+7% +$39.1K
XHE icon
1327
State Street SPDR S&P Health Care Equipment ETF
XHE
$162M
$553K ﹤0.01%
7,087
+639
+10% +$57K
BN icon
1328
Brookfield
BN
$102B
$550K ﹤0.01%
26,387
+2,405
+10% +$54.2K
DFUV icon
1329
Dimensional US Marketwide Value ETF
DFUV
$15.3B
$550K ﹤0.01%
16,169
+197
+1% +$6.9K
IJT icon
1330
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.13B
$548K ﹤0.01%
5,000
+521
+12% +$60.1K
AEL
1331
DELISTED
American Equity Investment Life Holding Company
AEL
$548K ﹤0.01%
10,209
-1,945
-16% -$104K
MFD
1332
DELISTED
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund
MFD
$547K ﹤0.01%
78,767
+1,277
+2% +$9.76K
EWJV icon
1333
iShares MSCI Japan Value ETF
EWJV
$696M
$546K ﹤0.01%
19,124
-4,983
-21% -$140K
UJUN icon
1334
Innovator US Equity Ultra Buffer ETF June
UJUN
$183M
$546K ﹤0.01%
19,288
-69
-0.4% -$1.98K
PDD icon
1335
Pinduoduo
PDD
$126B
$542K ﹤0.01%
+5,527
New +$476K
IMGN
1336
DELISTED
Immunogen Inc
IMGN
$542K ﹤0.01%
+34,147
New +$568K
MRSK icon
1337
Toews Agility Shares Managed Risk ETF
MRSK
$310M
$541K ﹤0.01%
19,378
+7,910
+69% +$230K
MFC icon
1338
Manulife Financial
MFC
$73B
$540K ﹤0.01%
29,558
+2,635
+10% +$49.8K
PFBC icon
1339
Preferred Bank
PFBC
$1.24B
$538K ﹤0.01%
+8,643
New +$540K
SM icon
1340
SM Energy
SM
$7.6B
$535K ﹤0.01%
+13,497
New +$512K
XT icon
1341
iShares Future Exponential Technologies ETF
XT
$3.7B
$535K ﹤0.01%
10,246
-860
-8% -$47.3K
XHB icon
1342
State Street SPDR S&P Homebuilders ETF
XHB
$1.61B
$532K ﹤0.01%
6,944
-7,663
-52% -$623K
WHR icon
1343
Whirlpool
WHR
$2.49B
$532K ﹤0.01%
3,976
-2,523
-39% -$356K
MRNA icon
1344
Moderna
MRNA
$21.6B
$532K ﹤0.01%
5,147
-1,574
-23% -$176K
SUM
1345
DELISTED
Summit Materials, Inc. Class A Common Stock
SUM
$532K ﹤0.01%
+17,070
New +$607K
MRUS
1346
DELISTED
Merus
MRUS
$531K ﹤0.01%
22,500
+2,801
+14% +$67.9K
EXLS icon
1347
EXL Service
EXLS
$5.46B
$530K ﹤0.01%
18,911
-5,114
-21% -$150K
ARLP icon
1348
Alliance Resource Partners
ARLP
$3.34B
$528K ﹤0.01%
23,436
+5,911
+34% +$118K
DVAX
1349
DELISTED
Dynavax Technologies
DVAX
$527K ﹤0.01%
+35,662
New +$502K
LYFT icon
1350
Lyft
LYFT
$5.86B
$526K ﹤0.01%
+49,945
New +$557K
52 53
54
55 56

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.