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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERIE icon
1326
Erie Indemnity
ERIE
$12.9B
$419K ﹤0.01%
2,175
+152
+8% +$30.5K
FLTB icon
1327
Fidelity Limited Term Bond ETF
FLTB
$415M
$419K ﹤0.01%
8,097
-176
-2% -$9.14K
KD icon
1328
Kyndryl
KD
$3.01B
$419K ﹤0.01%
+23,144
New +$500K
NEA icon
1329
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$419K ﹤0.01%
26,842
+20
+0.1% +$304
TDTF icon
1330
FlexShares iBoxx 5-Year Target Duration TIPS Index Fund
TDTF
$1.03B
$418K ﹤0.01%
14,908
+6,704
+82% +$188K
EAD
1331
Allspring Income Opportunities Fund
EAD
$372M
$417K ﹤0.01%
45,520
+2,336
+5% +$20.7K
CRSP icon
1332
CRISPR Therapeutics
CRSP
$4.65B
$414K ﹤0.01%
5,465
-1,444
-21% -$126K
IDU icon
1333
iShares US Utilities ETF
IDU
$1.39B
$413K ﹤0.01%
4,668
-1,539
-25% -$129K
NVO
1334
Novo Nordisk
NVO
$228B
$413K ﹤0.01%
7,380
+334
+5% +$18.1K
TWO
1335
Two Harbors Investment
TWO
$1.27B
$412K ﹤0.01%
17,852
+1,367
+8% +$34.1K
DIVO icon
1336
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.48B
$408K ﹤0.01%
10,696
+100
+0.9% +$3.7K
RH icon
1337
RH
RH
$3.24B
$408K ﹤0.01%
761
-217
-22% -$133K
XT icon
1338
iShares Future Exponential Technologies ETF
XT
$3.72B
$408K ﹤0.01%
6,169
+1,693
+38% +$110K
BNOV icon
1339
Innovator US Equity Buffer ETF November
BNOV
$207M
$407K ﹤0.01%
+12,349
New +$400K
SGOL icon
1340
abrdn Physical Gold Shares ETF
SGOL
$6.83B
$405K ﹤0.01%
23,041
-2,461
-10% -$42.4K
XHR
1341
Xenia Hotels & Resorts
XHR
$2.02B
$405K ﹤0.01%
22,385
+470
+2% +$8.29K
ROBO icon
1342
ROBO Global Robotics & Automation Index ETF
ROBO
$1.88B
$404K ﹤0.01%
5,758
+1,959
+52% +$134K
FXI icon
1343
iShares China Large-Cap ETF
FXI
$4.31B
$402K ﹤0.01%
10,982
+5,396
+97% +$212K
SBAC icon
1344
SBA Communications
SBAC
$18.9B
$402K ﹤0.01%
1,033
-114
-10% -$40K
CUZ icon
1345
Cousins Properties
CUZ
$5.38B
$400K ﹤0.01%
9,943
-334
-3% -$13.1K
PTY icon
1346
PIMCO Corporate & Income Opportunity Fund
PTY
$2.49B
$397K ﹤0.01%
23,988
+9,689
+68% +$172K
AIRR icon
1347
First Trust RBA American Industrial Renaissance ETF
AIRR
$9.64B
$396K ﹤0.01%
+8,787
New +$391K
BIP icon
1348
Brookfield Infrastructure Partners
BIP
$19.3B
$396K ﹤0.01%
9,773
+1,233
+14% +$47.6K
RITM icon
1349
Rithm Capital
RITM
$5.49B
$395K ﹤0.01%
36,906
+426
+1% +$4.75K
BNS icon
1350
Scotiabank
BNS
$106B
$394K ﹤0.01%
5,500
+1,184
+27% +$78.3K
52 53
54
55 56

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SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.