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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LOB icon
1326
Live Oak Bancshares
LOB
$1.99B
$332K ﹤0.01%
+5,216
New +$309K
XAR icon
1327
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.08B
$331K ﹤0.01%
2,775
-81
-3% -$10K
INMD icon
1328
InMode
INMD
$889M
$329K ﹤0.01%
+4,122
New +$252K
STT icon
1329
State Street
STT
$50.2B
$329K ﹤0.01%
3,884
-702
-15% -$61.1K
SDVY icon
1330
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.7B
$327K ﹤0.01%
11,581
+2,369
+26% +$68.6K
TNL icon
1331
Travel + Leisure Co
TNL
$4.81B
$326K ﹤0.01%
5,972
-236
-4% -$12.9K
ASAN icon
1332
Asana
ASAN
$1.89B
$325K ﹤0.01%
3,127
-1,425
-31% -$118K
RPM icon
1333
RPM International
RPM
$14.3B
$325K ﹤0.01%
4,188
+488
+13% +$41.1K
KBE icon
1334
State Street SPDR S&P Bank ETF
KBE
$1.66B
$324K ﹤0.01%
6,125
+863
+16% +$43.8K
BEN icon
1335
Franklin Resources
BEN
$17.3B
$322K ﹤0.01%
10,832
+926
+9% +$28.9K
SPY icon
1336
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$783B
$322K ﹤0.01%
81,300
+41,576
+105% +$18.3M
VRT icon
1337
Vertiv
VRT
$104B
$322K ﹤0.01%
13,386
+1,967
+17% +$52.3K
FV icon
1338
First Trust Dorsey Wright Focus 5 ETF
FV
$3.62B
$321K ﹤0.01%
7,006
-822
-11% -$38.8K
TQQQ icon
1339
ProShares UltraPro QQQ
TQQQ
$30.5B
$321K ﹤0.01%
+10,316
New +$353K
BIP icon
1340
Brookfield Infrastructure Partners
BIP
$19.3B
$319K ﹤0.01%
8,540
+299
+4% +$11.1K
PAAS icon
1341
Pan American Silver
PAAS
$18.2B
$319K ﹤0.01%
13,721
+2,478
+22% +$64.7K
VOOV icon
1342
Vanguard S&P 500 Value ETF
VOOV
$6.67B
$319K ﹤0.01%
2,266
+211
+10% +$30.4K
NTR icon
1343
Nutrien
NTR
$33.3B
$317K ﹤0.01%
4,888
+140
+3% +$8.56K
CPE
1344
DELISTED
Callon Petroleum Company
CPE
$317K ﹤0.01%
6,460
-151
-2% -$5.84K
DOC icon
1345
Healthpeak Properties
DOC
$15.7B
$316K ﹤0.01%
9,435
-1,012
-10% -$35.8K
EIM
1346
Eaton Vance Municipal Bond Fund
EIM
$493M
$314K ﹤0.01%
23,450
– –
EMN icon
1347
Eastman Chemical
EMN
$7.79B
$314K ﹤0.01%
3,117
+28
+0.9% +$3.09K
ACGL icon
1348
Arch Capital
ACGL
$37.2B
$313K ﹤0.01%
8,199
-1,344
-14% -$53.2K
FDEC icon
1349
FT Vest US Equity Buffer ETF December
FDEC
$1.32B
$313K ﹤0.01%
9,365
+260
+3% +$8.72K
SOFI icon
1350
SoFi Technologies
SOFI
$21.5B
$313K ﹤0.01%
+19,716
New +$309K
52 53
54
55 56

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NC
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FAF
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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.