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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZDGE icon
1326
Zedge
ZDGE
$38.3M
$67K ﹤0.01%
+11,070
New +$38.1K
AMRN
1327
Amarin Corp
AMRN
$297M
$59K ﹤0.01%
604
-162
-21% -$15.6K
ADAM
1328
Adamas Trust
ADAM
$777M
$53K ﹤0.01%
3,587
+612
+21% +$7.74K
WMC
1329
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$52K ﹤0.01%
1,586
+254
+19% +$6.87K
ENZ
1330
DELISTED
Enzo Biochem, Inc.
ENZ
$50K ﹤0.01%
20,000
– –
NAT icon
1331
Nordic American Tanker
NAT
$1.36B
$42K ﹤0.01%
14,132
+1,477
+12% +$4.82K
LYG icon
1332
Lloyds Banking Group
LYG
$85.2B
$41K ﹤0.01%
20,914
+64
+0.3% +$108
TXMD icon
1333
TherapeuticsMD
TXMD
$23.8M
$34K ﹤0.01%
+554
New +$37.8K
DHY
1334
Credit Suisse High Yield Credit Fund
DHY
$240M
$29K ﹤0.01%
12,674
– –
AKBA icon
1335
Akebia Therapeutics
AKBA
$338M
$28K ﹤0.01%
+10,058
New +$29.4K
TLT icon
1336
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
$18K ﹤0.01%
7,700
-22,700
-75% -$3.6M
TTWO icon
1337
CALL
Take-Two Interactive
TTWO
$46.1B
$17K ﹤0.01%
+600
New +$105K
SINT icon
1338
SiNtx Technologies
SINT
$9.6M
$16K ﹤0.01%
+1
New +$36.2K
GSV
1339
DELISTED
Gold Standard Ventures Corp.
GSV
$14K ﹤0.01%
20,000
– –
WTER
1340
DELISTED
The Alkaline Water Company Inc. Common Stock
WTER
$13K ﹤0.01%
+873
New +$16.4K
SENS icon
1341
Senseonics Holdings Inc
SENS
$254M
$9K ﹤0.01%
+500
New +$4.35K
SNDL icon
1342
Sundial Growers
SNDL
$312M
$6K ﹤0.01%
+1,238
New +$4.26K
AGG icon
1343
PUT
iShares Core US Aggregate Bond ETF
AGG
$138B
$5K ﹤0.01%
+9,000
New +$1.06M
JNK icon
1344
PUT
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$5K ﹤0.01%
10,500
+2,300
+28% +$245K
AAPL icon
1345
CALL
Apple
AAPL
$4.97T
$4K ﹤0.01%
200
+100
+100% +$12K
GRCE
1346
Grace Therapeutics
GRCE
$33.8M
$4K ﹤0.01%
+274
New +$3.17K
GILD icon
1347
CALL
Gilead Sciences
GILD
$165B
$3K ﹤0.01%
+2,000
New +$121K
HD icon
1348
CALL
Home Depot
HD
$337B
$3K ﹤0.01%
+600
New +$165K
PLUG icon
1349
CALL
Plug Power
PLUG
$2.65B
$2K ﹤0.01%
+400
New +$9.06K
QQQ icon
1350
CALL
Invesco QQQ Trust
QQQ
$436B
$2K ﹤0.01%
+300
New +$88.1K
52 53
54
55 56

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SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.