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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGND icon
1326
Ligand Pharmaceuticals
LGND
$5.77B
– –
-10,540
Closed -$735K
MDIV icon
1327
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$431M
– –
-22,436
Closed -$307K
MFA
1328
MFA Financial
MFA
$932M
– –
-3,265
Closed -$33K
MFC icon
1329
Manulife Financial
MFC
$73B
– –
-11,171
Closed -$152K
MMS icon
1330
Maximus
MMS
$3.32B
– –
-8,182
Closed -$576K
MORT icon
1331
VanEck Mortgage REIT Income ETF
MORT
$367M
– –
-82,823
Closed -$1.11M
MTB icon
1332
M&T Bank
MTB
$36.3B
– –
-8,614
Closed -$896K
MTN icon
1333
Vail Resorts
MTN
$5.7B
– –
-3,062
Closed -$558K
NCMI icon
1334
National CineMedia
NCMI
$378M
– –
-1,476
Closed -$44K
NI icon
1335
NiSource
NI
$21.5B
– –
-59,744
Closed -$1.36M
NICE icon
1336
Nice
NICE
$6.15B
– –
-4,745
Closed -$898K
NJR icon
1337
New Jersey Resources
NJR
$6B
– –
-6,297
Closed -$206K
NOMD icon
1338
Nomad Foods
NOMD
$1.77B
– –
-27,612
Closed -$592K
NRO
1339
Neuberger Real Estate Securities Income Fund Inc
NRO
$193M
– –
-12,348
Closed -$43K
NTES icon
1340
NetEase
NTES
$83B
– –
-11,870
Closed -$1.02M
NVG icon
1341
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.67B
– –
-14,082
Closed -$215K
OEF icon
1342
iShares S&P 100 ETF
OEF
$19.5B
– –
-3,898
Closed -$555K
OMC icon
1343
Omnicom Group
OMC
$23.5B
– –
-4,376
Closed -$239K
PAG icon
1344
Penske Automotive Group
PAG
$14.7B
– –
-15,340
Closed -$594K
PCG icon
1345
PG&E
PCG
$39B
– –
-104,157
Closed -$924K
PD icon
1346
PagerDuty
PD
$830M
– –
-22,496
Closed -$644K
PDBC icon
1347
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.38B
– –
-212,540
Closed -$2.75M
PFM icon
1348
Invesco Dividend Achievers ETF
PFM
$789M
– –
-31,806
Closed -$897K
PFXF icon
1349
VanEck Preferred Securities ex Financials ETF
PFXF
$2.37B
– –
-19,537
Closed -$356K
PHYS icon
1350
Sprott Physical Gold
PHYS
$14.6B
– –
-11,857
Closed -$170K
52 53
54
55 56

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.