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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.98%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$18.5B
AUM Growth
+$1.07B
Cap. Flow
+$1.48B
Cap. Flow %
8.02%
Top 10 Hldgs %
20.74%
Holding
2,734
New
280
Increased
1,231
Reduced
774
Closed
144

Top Buys

Rank Stock Value
1
SCEP
Sterling Capital Hedged Equity Premium Income ETF
SCEP
+$136M
2
MSFT icon
Microsoft
MSFT
+$106M
3
SCMC
Sterling Capital Multi-Strategy Income ETF
SCMC
+$101M
4
NVDA icon
NVIDIA
NVDA
+$97.7M
5
SCNM
Sterling Capital National Municipal Bond ETF
SCNM
+$90M

Top Sells

Rank Stock Value
1
IWO icon
iShares Russell 2000 Growth ETF
IWO
+$83.9M
2
QBER
TrueShares Quarterly Bear Hedge ETF
QBER
+$52.8M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$49.3M
4
OEF icon
iShares S&P 100 ETF
OEF
+$44.7M
5
VGSH icon
Vanguard Short-Term Treasury ETF
VGSH
+$41.9M

Sector Composition

Rank Sector Weight
1 Technology 16.5%
2 Financials 6.72%
3 Consumer Discretionary 4.45%
4 Communication Services 3.95%
5 Consumer Staples 3.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRDO icon
1326
Credo Technology Group
CRDO
$39.7B
$330K ﹤0.01%
3,515
+708
+25% +$86.2K
NJUL icon
1327
Innovator Growth-100 Power Buffer ETF July
NJUL
$244M
$330K ﹤0.01%
4,620
-1,104
-19% -$80.2K
FNV icon
1328
Franco-Nevada
FNV
$41.4B
$329K ﹤0.01%
1,331
+189
+17% +$46.8K
GEF.B icon
1329
Greif Class B
GEF.B
$3.65B
$329K ﹤0.01%
3,753
-33
-0.9% -$2.78K
SCCO icon
1330
Southern Copper
SCCO
$141B
$328K ﹤0.01%
+1,923
New +$352K
RS icon
1331
Reliance Steel & Aluminium
RS
$20.8B
$327K ﹤0.01%
1,076
-18
-2% -$5.72K
FAPR icon
1332
FT Vest US Equity Buffer ETF April
FAPR
$1.26B
$327K ﹤0.01%
7,280
+2
+0% +$89
JAVA icon
1333
JPMorgan Active Value ETF
JAVA
$6.74B
$327K ﹤0.01%
4,551
+329
+8% +$24.4K
ESGV icon
1334
Vanguard ESG US Stock ETF
ESGV
$12.9B
$326K ﹤0.01%
2,902
+237
+9% +$28.1K
DFSV
1335
Dimensional US Small Cap Value ETF
DFSV
$8.14B
$325K ﹤0.01%
9,283
+1,739
+23% +$61.5K
FCN icon
1336
FTI Consulting
FCN
$4.82B
$325K ﹤0.01%
1,839
+503
+38% +$85.8K
EFAV icon
1337
iShares MSCI EAFE Min Vol Factor ETF
EFAV
$5.22B
$325K ﹤0.01%
3,557
+27
+0.8% +$2.44K
AG icon
1338
First Majestic Silver
AG
$8.05B
$324K ﹤0.01%
+15,104
New +$348K
ICOP icon
1339
iShares Copper and Metals Mining ETF
ICOP
$430M
$320K ﹤0.01%
+6,730
New +$340K
STXF
1340
Strive 500 ETF
STXF
$1.11B
$320K ﹤0.01%
7,627
+92
+1% +$4.04K
SCHE icon
1341
Schwab Emerging Markets Equity ETF
SCHE
$12.3B
$320K ﹤0.01%
9,699
+719
+8% +$24.5K
UMAY icon
1342
Innovator US Equity Ultra Buffer ETF May
UMAY
$138M
$319K ﹤0.01%
8,671
-5
-0.1% -$184
JHHY
1343
John Hancock High Yield ETF
JHHY
$89.9M
$319K ﹤0.01%
12,592
+12,195
+3,072% +$314K
AAAU icon
1344
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.46B
$318K ﹤0.01%
6,891
-10,980
-61% -$528K
UMAR icon
1345
Innovator US Equity Ultra Buffer ETF March
UMAR
$196M
$318K ﹤0.01%
7,997
+51
+0.6% +$2.05K
BJUL icon
1346
Innovator US Equity Buffer ETF July
BJUL
$289M
$317K ﹤0.01%
6,386
-195
-3% -$9.91K
SPSB icon
1347
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$317K ﹤0.01%
10,528
-5,005
-32% -$151K
CLOZ icon
1348
Panagram BBB-B CLO ETF
CLOZ
$773M
$316K ﹤0.01%
12,322
-24,535
-67% -$643K
NEOG icon
1349
Neogen
NEOG
$2.05B
$316K ﹤0.01%
33,968
+3,023
+10% +$29.7K
DDTO
1350
Innovator Equity Dual Directional 10 Buffer ETF - October
DDTO
$28.7M
$315K ﹤0.01%
+14,869
New +$322K
52 53
54
55 56

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2026 Portfolio in Review

As of Q1 2026, AE Wealth Management held 2,734 positions worth $18.5B, up 6.1% from $17.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.48B of net new capital in Q1 2026, opening 280 new positions and adding to 1,231 existing holdings. Its largest new stake was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares Russell 2000 Growth ETF, an estimated $83.9M trimmed.

  • AE Wealth Management's largest Q1 2026 buy was Sterling Capital Hedged Equity Premium Income ETF: 5,542,593 shares worth $131M.
  • AE Wealth Management added most to Microsoft in Q1 2026, an estimated $106M increase.
  • AE Wealth Management's biggest Q1 2026 reduction was iShares Russell 2000 Growth ETF, cutting an estimated $83.9M.
  • AE Wealth Management fully exited Loews in Q1 2026, selling an estimated $5.21M.
  • AE Wealth Management's ten largest holdings make up 21% of its $18.5B portfolio in Q1 2026.
  • AE Wealth Management opened 280 new positions and closed 144 in Q1 2026.
  • AE Wealth Management's portfolio value rose 6.1% quarter-over-quarter to $18.5B.

Based on AE Wealth Management's 13F filing for Q1 2026, filed 13 May 2026.