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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRTX
1301
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
$579K ﹤0.01%
+13,294
New +$475K
ISMD icon
1302
Inspire Small/Mid Cap Impact ETF
ISMD
$332M
$578K ﹤0.01%
19,022
+2,197
+13% +$71K
DFNM icon
1303
Dimensional National Municipal Bond ETF
DFNM
$2.23B
$578K ﹤0.01%
12,436
+5,165
+71% +$244K
MKTX icon
1304
MarketAxess Holdings
MKTX
$4.47B
$574K ﹤0.01%
2,688
+30
+1% +$7.27K
ACWX icon
1305
iShares MSCI ACWI ex US ETF
ACWX
$11.2B
$574K ﹤0.01%
12,203
+977
+9% +$47.8K
GH icon
1306
Guardant Health
GH
$19.1B
$572K ﹤0.01%
+19,312
New +$679K
MSOS icon
1307
AdvisorShares Pure US Cannabis ETF
MSOS
$814M
$572K ﹤0.01%
+72,062
New +$455K
XYZ
1308
Block Inc
XYZ
$48.9B
$571K ﹤0.01%
12,896
-2,988
-19% -$185K
IXJ icon
1309
iShares Global Healthcare ETF
IXJ
$4.16B
$570K ﹤0.01%
6,921
+112
+2% +$9.5K
OIS icon
1310
Oil States International
OIS
$466M
$566K ﹤0.01%
67,659
-86,656
-56% -$702K
EVG
1311
Eaton Vance Short Duration Diversified Income Fund
EVG
$141M
$565K ﹤0.01%
54,503
-12
-0% -$121
TREX icon
1312
Trex
TREX
$4.4B
$565K ﹤0.01%
+9,160
New +$628K
HST icon
1313
Host Hotels & Resorts
HST
$17.5B
$563K ﹤0.01%
+35,008
New +$583K
SGOL icon
1314
abrdn Physical Gold Shares ETF
SGOL
$6.9B
$562K ﹤0.01%
31,750
+4,152
+15% +$76.5K
VTRS icon
1315
Viatris
VTRS
$20.8B
$561K ﹤0.01%
56,939
-23,846
-30% -$248K
WTM icon
1316
White Mountains Insurance
WTM
$5.33B
$561K ﹤0.01%
375
– –
DXCM icon
1317
DexCom
DXCM
$29B
$561K ﹤0.01%
6,012
-808
-12% -$91.1K
OPPJ
1318
WisdomTree Trust WisdomTree Japan Opportunities Fund
OPPJ
$271M
$561K ﹤0.01%
19,517
+581
+3% +$16.1K
WIX icon
1319
WIX.com
WIX
$2.56B
$558K ﹤0.01%
6,083
-1,179
-16% -$105K
SIVR icon
1320
abrdn Physical Silver Shares ETF
SIVR
$3.98B
$558K ﹤0.01%
26,263
+1,708
+7% +$38.6K
FEBW icon
1321
AllianzIM U.S. Equity Buffer20 Feb ETF
FEBW
$196M
$558K ﹤0.01%
21,312
-424,923
-95% -$11.3M
VIOV icon
1322
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
$558K ﹤0.01%
7,238
-573
-7% -$47.1K
MRNS
1323
DELISTED
Marinus Pharmaceuticals, Inc
MRNS
$557K ﹤0.01%
+69,230
New +$576K
FSLR icon
1324
First Solar
FSLR
$21.4B
$556K ﹤0.01%
3,439
+951
+38% +$177K
SWK icon
1325
Stanley Black & Decker
SWK
$14.5B
$556K ﹤0.01%
6,647
-1,391
-17% -$129K
51 52
53
54 55

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NC
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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.