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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FYX icon
1301
First Trust Small Cap Core AlphaDEX Fund
FYX
$1.37B
$434K ﹤0.01%
+4,467
New +$429K
BFST icon
1302
Business First Bancshares
BFST
$1.05B
$433K ﹤0.01%
15,295
-1,755
-10% -$47.5K
FXH icon
1303
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
$433K ﹤0.01%
3,488
+1,044
+43% +$125K
IJS icon
1304
iShares S&P Small-Cap 600 Value ETF
IJS
$8.14B
$432K ﹤0.01%
4,133
-14,784
-78% -$1.55M
SAP icon
1305
SAP
SAP
$214B
$432K ﹤0.01%
3,086
+205
+7% +$28.6K
AMH icon
1306
American Homes 4 Rent
AMH
$12.2B
$431K ﹤0.01%
9,877
-1,142
-10% -$46.3K
CLOU icon
1307
Global X Cloud Computing ETF
CLOU
$235M
$431K ﹤0.01%
16,247
+1,038
+7% +$30.5K
PFFA icon
1308
Virtus InfraCap US Preferred Stock ETF
PFFA
$2.42B
$431K ﹤0.01%
17,139
-65,385
-79% -$1.63M
WPM icon
1309
Wheaton Precious Metals
WPM
$48.5B
$430K ﹤0.01%
10,021
+4,114
+70% +$169K
TWTR
1310
DELISTED
Twitter, Inc.
TWTR
$430K ﹤0.01%
9,951
-11,328
-53% -$588K
EMN icon
1311
Eastman Chemical
EMN
$7.65B
$429K ﹤0.01%
3,545
+428
+14% +$47.6K
NFLT icon
1312
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$446M
$428K ﹤0.01%
17,041
-1,437
-8% -$36.2K
COM icon
1313
Direxion Auspice Broad Commodity Strategy ETF
COM
$205M
$427K ﹤0.01%
14,625
-46,726
-76% -$1.49M
PJUL icon
1314
Innovator US Equity Power Buffer ETF July
PJUL
$1.22B
$427K ﹤0.01%
13,846
+199
+1% +$6.05K
PMAR icon
1315
Innovator US Equity Power Buffer ETF March
PMAR
$755M
$426K ﹤0.01%
13,501
-2,250
-14% -$70.3K
PNFP icon
1316
Pinnacle Financial Partners Inc
PNFP
$15.9B
$426K ﹤0.01%
4,463
-22
-0.5% -$2.15K
RPM icon
1317
RPM International
RPM
$13.9B
$426K ﹤0.01%
4,220
+32
+0.8% +$2.91K
SCI icon
1318
Service Corp International
SCI
$11.7B
$426K ﹤0.01%
5,994
+20
+0.3% +$1.33K
DSTL icon
1319
Distillate US Fundamental Stability & Value ETF
DSTL
$2.03B
$425K ﹤0.01%
9,183
+2,421
+36% +$106K
SCHB icon
1320
Schwab US Broad Market ETF
SCHB
$42.5B
$423K ﹤0.01%
22,440
+1,698
+8% +$31.2K
LMND icon
1321
Lemonade
LMND
$3.72B
$422K ﹤0.01%
10,031
-1,847
-16% -$104K
NNN icon
1322
NNN REIT
NNN
$9.38B
$422K ﹤0.01%
8,789
-23
-0.3% -$1.05K
IIPR icon
1323
Innovative Industrial Properties
IIPR
$1.76B
$421K ﹤0.01%
1,600
+127
+9% +$32.6K
SDVY icon
1324
First Trust SMID Cap Rising Dividend Achievers ETF
SDVY
$11.6B
$420K ﹤0.01%
13,845
+2,264
+20% +$67.4K
SMG icon
1325
ScottsMiracle-Gro
SMG
$4.03B
$420K ﹤0.01%
2,611
-475
-15% -$73.5K
51 52
53
54 55

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.