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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCK icon
1301
McKesson
MCK
$104B
$350K ﹤0.01%
1,754
-929
-35% -$186K
OMC icon
1302
Omnicom Group
OMC
$24.6B
$350K ﹤0.01%
4,834
-550
-10% -$40.9K
PBA icon
1303
Pembina Pipeline
PBA
$29B
$349K ﹤0.01%
+11,028
New +$348K
DBO icon
1304
Invesco DB Oil Fund
DBO
$375M
$348K ﹤0.01%
25,335
-7,300
-22% -$92.7K
IGBH icon
1305
iShares Interest Rate Hedged Long-Term Corporate Bond ETF
IGBH
$202M
$346K ﹤0.01%
13,782
-1,243
-8% -$31.3K
CBRL icon
1306
Cracker Barrel
CBRL
$1.2B
$345K ﹤0.01%
2,469
+348
+16% +$48.7K
KKR icon
1307
KKR & Co
KKR
$92.2B
$344K ﹤0.01%
5,655
+822
+17% +$51.6K
MFC icon
1308
Manulife Financial
MFC
$74.2B
$344K ﹤0.01%
17,861
+6,841
+62% +$133K
VFC icon
1309
VF Corp
VFC
$7.16B
$343K ﹤0.01%
5,122
-252
-5% -$19.3K
VWOB icon
1310
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.17B
$343K ﹤0.01%
4,377
-36,097
-89% -$2.88M
RRX icon
1311
Regal Rexnord
RRX
$13.5B
$342K ﹤0.01%
2,277
-22
-1% -$3.16K
EBAY icon
1312
eBay
EBAY
$52.1B
$341K ﹤0.01%
4,889
-309
-6% -$22.1K
IIPR icon
1313
Innovative Industrial Properties
IIPR
$1.76B
$341K ﹤0.01%
1,473
-83
-5% -$18.7K
QQQH
1314
NEOS Nasdaq-100 Hedged Equity Income ETF
QQQH
$373M
$341K ﹤0.01%
+6,206
New +$353K
ALLE icon
1315
Allegion
ALLE
$13.7B
$339K ﹤0.01%
2,566
+274
+12% +$38.1K
DSI icon
1316
iShares MSCI KLD 400 Social ETF
DSI
$5.17B
$339K ﹤0.01%
4,076
+675
+20% +$57.7K
FEM icon
1317
First Trust Emerging Markets AlphaDEX Fund
FEM
$733M
$339K ﹤0.01%
12,586
-235
-2% -$6.45K
NVO
1318
Novo Nordisk
NVO
$225B
$338K ﹤0.01%
7,046
-2,236
-24% -$108K
DSEP icon
1319
FT Vest US Equity Deep Buffer ETF September
DSEP
$349M
$337K ﹤0.01%
+10,514
New +$339K
ONB icon
1320
Old National Bancorp
ONB
$10.3B
$337K ﹤0.01%
19,880
-489
-2% -$8.07K
TOL icon
1321
Toll Brothers
TOL
$14.5B
$337K ﹤0.01%
6,103
+1,404
+30% +$83K
VSHY icon
1322
Virtus Newfleet Short Duration High Yield Bond ETF
VSHY
$30.9M
$337K ﹤0.01%
13,680
+1,328
+11% +$32.7K
CHDN icon
1323
Churchill Downs
CHDN
$6.22B
$334K ﹤0.01%
2,782
+226
+9% +$23K
FTHM icon
1324
Fathom Holdings
FTHM
$28.5M
$333K ﹤0.01%
12,472
– –
HCI icon
1325
HCI Group
HCI
$2.29B
$333K ﹤0.01%
3,005
+286
+11% +$29.8K
51 52
53
54 55

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SA
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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.