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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VVR icon
1301
Invesco Senior Income Trust
VVR
$456M
$129K ﹤0.01%
32,472
-2,762
-8% -$10.4K
HLIT icon
1302
Harmonic Inc
HLIT
$1.18B
$126K ﹤0.01%
17,033
-2,215
-12% -$14.6K
SSL icon
1303
Sasol
SSL
$7.4B
$126K ﹤0.01%
14,246
-2,433
-15% -$18.2K
DALT
1304
DELISTED
Anfield Diversified Alternatives ETF
DALT
$124K ﹤0.01%
12,776
-703,994
-98% -$6.38M
SPY icon
1305
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$780B
$122K ﹤0.01%
27,800
-9,600
-26% -$3.41M
APTS
1306
DELISTED
Preferred Apartment Communities, Inc.
APTS
$121K ﹤0.01%
16,287
-2,930
-15% -$20K
CIM
1307
Chimera Investment
CIM
$1.07B
$115K ﹤0.01%
+3,728
New +$108K
OSBC icon
1308
Old Second Bancorp
OSBC
$1.28B
$112K ﹤0.01%
11,136
+9
+0.1% +$85
PMM
1309
Franklin Managed Municipal Income Trust
PMM
$271M
$108K ﹤0.01%
13,430
+781
+6% +$6.1K
GEO icon
1310
The GEO Group
GEO
$4.09B
$102K ﹤0.01%
11,490
+975
+9% +$9.35K
LEO
1311
BNY Mellon Strategic Municipals
LEO
$386M
$102K ﹤0.01%
12,034
+9
+0.1% +$75
CRON
1312
Cronos Group
CRON
$1.07B
$100K ﹤0.01%
14,480
+1,915
+15% +$13.2K
BBVA icon
1313
Banco Bilbao Vizcaya Argentaria
BBVA
$143B
$93K ﹤0.01%
18,913
-340
-2% -$1.3K
HL icon
1314
Hecla Mining
HL
$9.4B
$90K ﹤0.01%
13,849
+721
+5% +$3.84K
PAA icon
1315
Plains All American Pipeline
PAA
$17.5B
$89K ﹤0.01%
10,783
-429
-4% -$3.26K
PHK
1316
PIMCO High Income Fund
PHK
$861M
$85K ﹤0.01%
+13,978
New +$79.6K
ATRS
1317
DELISTED
Antares Pharma, Inc.
ATRS
$83K ﹤0.01%
20,766
+500
+2% +$1.62K
AEG icon
1318
Aegon
AEG
$13.3B
$81K ﹤0.01%
22,091
-17
-0.1% -$52
RCS
1319
PIMCO Strategic Income Fund
RCS
$242M
$80K ﹤0.01%
+11,575
New +$76.2K
NOK icon
1320
Nokia
NOK
$48.5B
$77K ﹤0.01%
19,713
+5,052
+34% +$19.9K
FAX
1321
abrdn Asia-Pacific Income Fund
FAX
$593M
$76K ﹤0.01%
2,832
+750
+36% +$18.5K
SPXU icon
1322
ProShares UltraPro Short S&P 500
SPXU
$421M
$75K ﹤0.01%
+126
New +$90.5K
ALSK
1323
DELISTED
Alaska Communications Systems
ALSK
$74K ﹤0.01%
20,000
– –
AMC icon
1324
AMC Entertainment Holdings
AMC
$2.43B
$71K ﹤0.01%
3,363
+623
+23% +$20.4K
VATE icon
1325
INNOVATE Corp
VATE
$102M
$68K ﹤0.01%
2,084
– –
51 52
53
54 55

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.