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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FIVE icon
1301
Five Below
FIVE
$11.9B
– –
-6,211
Closed -$664K
GMED icon
1302
Globus Medical
GMED
$11.1B
– –
-6,110
Closed -$292K
GO icon
1303
Grocery Outlet
GO
$906M
– –
-15,385
Closed -$628K
GRFS
1304
Grifois
GRFS
$5.61B
– –
-11,160
Closed -$204K
HACK icon
1305
Amplify Cybersecurity ETF
HACK
$2.66B
– –
-5,437
Closed -$242K
HFRO
1306
Highland Opportunities and Income Fund
HFRO
$407M
– –
-87,048
Closed -$701K
HLT icon
1307
Hilton Worldwide
HLT
$73.3B
– –
-4,961
Closed -$364K
HPI
1308
John Hancock Preferred Income Fund
HPI
$428M
– –
-65,571
Closed -$1.28M
HQL
1309
abrdn Life Sciences Investors
HQL
$588M
– –
-37,817
Closed -$679K
HRB icon
1310
H&R Block
HRB
$5.96B
– –
-45,236
Closed -$646K
HUBS icon
1311
HubSpot
HUBS
$12.8B
– –
-4,358
Closed -$978K
IAT icon
1312
iShares US Regional Banks ETF
IAT
$678M
– –
-27,795
Closed -$940K
IDCC icon
1313
InterDigital
IDCC
$6.85B
– –
-10,688
Closed -$605K
IEZ icon
1314
iShares US Oil Equipment & Services ETF
IEZ
$353M
– –
-114,628
Closed -$987K
IIPR icon
1315
Innovative Industrial Properties
IIPR
$1.77B
– –
-2,509
Closed -$221K
ILCV icon
1316
iShares Morningstar Value ETF
ILCV
$1.32B
– –
-5,758
Closed -$278K
ILF icon
1317
iShares Latin America 40 ETF
ILF
$3.79B
– –
-152,847
Closed -$3.3M
INKM icon
1318
State Street Income Allocation ETF
INKM
$72.2M
– –
-637,640
Closed -$19.4M
INO icon
1319
Inovio Pharmaceuticals
INO
$85.6M
– –
-987
Closed -$319K
IVR icon
1320
Invesco Mortgage Capital
IVR
$764M
– –
-15,412
Closed -$576K
JQC icon
1321
Nuveen Credit Strategies Income Fund
JQC
$707M
– –
-13,258
Closed -$77K
KMX icon
1322
CarMax
KMX
$8.64B
– –
-9,840
Closed -$881K
KRE icon
1323
State Street SPDR S&P Regional Banking ETF
KRE
$4.54B
– –
-7,034
Closed -$270K
LAD icon
1324
Lithia Motors
LAD
$10B
– –
-3,690
Closed -$558K
LDUR icon
1325
PIMCO Enhanced Low Duration Active Exchange-Traded Fund
LDUR
$1.37B
– –
-23,934
Closed -$2.44M
51 52
53
54 55

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
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CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.