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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCP
1301
DELISTED
TC Pipelines LP
TCP
– –
-11,700
Closed -$495K
JPGE
1302
DELISTED
JPMorgan Diversified Return Global Equity ETF
JPGE
– –
-41,523
Closed -$2.58M
TIVO
1303
DELISTED
Tivo Inc
TIVO
– –
-32,115
Closed -$272K
HECO
1304
DELISTED
Strategy Shares EcoLogical Strategy ETF
HECO
– –
-45,575
Closed -$1.9M
AYR
1305
DELISTED
Aircastle Ltd
AYR
– –
-7,300
Closed -$234K
PEGI
1306
DELISTED
Pattern Energy Group Inc. Class A
PEGI
– –
-116,324
Closed -$3.11M
SAUC
1307
DELISTED
Diversified Restaurant Holdings, Inc. Common stock
SAUC
– –
-178,960
Closed -$186K
TOO
1308
DELISTED
Teekay Offshore Partners L.P.
TOO
– –
-10,332
Closed -$16K
FGP
1309
DELISTED
Ferrellgas Partners, L.P.
FGP
– –
-14,355
Closed -$5K
LVHB
1310
DELISTED
Innovator Lunt Low Vol/High Beta Tactical ETF
LVHB
– –
-7,938
Closed -$307K
CMO
1311
DELISTED
Capstead Mortgage Corp.
CMO
– –
-37,856
Closed -$300K
CBB
1312
DELISTED
Cincinnati Bell Inc.
CBB
– –
-27,920
Closed -$292K
CKH
1313
DELISTED
Seacor Holdings Inc.
CKH
– –
-5,541
Closed -$239K
SYE
1314
DELISTED
SPDR MFS Systematic Core Equity ETF of SSgA Active Trust
SYE
– –
-14,059
Closed -$1.26M
UN
1315
DELISTED
Unilever NV New York Registry Shares
UN
– –
-3,782
Closed -$217K
49 50 51 52
53

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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.