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AWM
AE Wealth Management Portfolio holdings
AUM
$18.5B
1-Year Est. Return
19.51%
This Fund
S&P 500
This Quarter
Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
(+17%)
Cap. Flow
+$1.06B
Cap. Flow
% of AUM
5.39%
Top 10 Holdings %
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
|
+$153M |
| 2 |
PIMCO Ultra Short Government Active ETF
BILZ
|
+$128M |
| 3 |
Janus Henderson Short Duration Income ETF
VNLA
|
+$66.8M |
| 4 |
FT Vest Fund of Deep Buffer ETFs
BUFD
|
+$48.7M |
| 5 |
Apple
AAPL
|
+$48.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
|
+$110M |
| 2 |
Hartford Total Return Bond ETF
HTRB
|
+$80.3M |
| 3 |
iShares 0-3 Month Treasury Bond ETF
SGOV
|
+$60.6M |
| 4 |
iShares Russell 2000 ETF
IWM
|
+$39.6M |
| 5 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$38.8M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 11.46% |
| 2 | Financials | 5.12% |
| 3 | Consumer Discretionary | 3.8% |
| 4 | Healthcare | 3.68% |
| 5 | Communication Services | 2.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
1276
Amphenol
APH
$185B
| $726K | ﹤0.01% |
14,424
-84,488
| -85% | -$3.73M |
|
1277
iShares iBonds Dec 2026 Term Treasury ETF
IBTG
$2.24B
| $725K | ﹤0.01% |
31,741
+18,067
| +132% | +$408K |
|
1278
Riot Platforms
RIOT
$6.9B
| $725K | ﹤0.01% |
63,837
+488
| +0.8% | +$5.89K |
|
1279
SoFi Technologies
SOFI
$19.6B
| $722K | ﹤0.01% |
94,769
-16,868
| -15% | -$134K |
|
1280
AvalonBay Communities
AVB
$27.5B
| $721K | ﹤0.01% |
+4,061
| New | +$709K |
|
1281
BlackRock TCP Capital
TCPC
$278M
| $719K | ﹤0.01% |
61,306
+4,621
| +8% | +$52.5K |
|
1282
Toyota
TM
$228B
| $718K | ﹤0.01% |
3,626
-175
| -5% | -$31.9K |
|
1283
Avantis International Equity ETF
AVDE
$17.7B
| $717K | ﹤0.01% |
11,972
-48
| -0.4% | -$2.72K |
|
1284
Arbor Realty Trust
ABR
$977M
| $715K | ﹤0.01% |
51,950
+18,235
| +54% | +$251K |
|
1285
iShares Russell 3000 ETF
IWV
$19.2B
| $715K | ﹤0.01% |
2,560
-31
| -1% | -$7.9K |
|
1286
Labcorp
LH
$25.2B
| $711K | ﹤0.01% |
3,162
-11,696
| -79% | -$2.46M |
|
1287
Fulton Financial
FULT
$4.68B
| $710K | ﹤0.01% |
43,397
+30,546
| +238% | +$429K |
|
1288
US Treasury 10 Year Note ETF
UTEN
$287M
| $702K | ﹤0.01% |
+15,853
| New | +$685K |
|
1289
First Trust Water ETF
FIW
$1.87B
| $702K | ﹤0.01% |
7,607
-25,508
| -77% | -$2.19M |
|
1290
Innovator US Equity Buffer ETF September
BSEP
$214M
| $699K | ﹤0.01% |
18,665
-1,212
| -6% | -$42.1K |
|
1291
EQT Corp
EQT
$32.9B
| $693K | ﹤0.01% |
19,304
-38,726
| -67% | -$1.57M |
|
1292
Vistra
VST
$48.2B
| $690K | ﹤0.01% |
16,929
+8,859
| +110% | +$308K |
|
1293
Sarepta Therapeutics
SRPT
$1.64B
| $689K | ﹤0.01% |
+5,805
| New | +$557K |
|
1294
Healthcare Realty
HR
$7.56B
| $687K | ﹤0.01% |
41,291
+2,978
| +8% | +$45.5K |
|
1295
Innovator US Equity Buffer ETF July
BJUL
$340M
| $685K | ﹤0.01% |
17,873
-10,393
| -37% | -$370K |
|
1296
MidCap Financial Investment
MFIC
$801M
| $685K | ﹤0.01% |
48,315
-1,394
| -3% | -$18.6K |
|
1297
Prospect Capital
PSEC
$1.08B
| $678K | ﹤0.01% |
109,563
+8,259
| +8% | +$47.6K |
|
1298
Stanley Black & Decker
SWK
$14.5B
| $676K | ﹤0.01% |
7,140
+493
| +7% | +$43.4K |
|
1299
Otis Worldwide
OTIS
$27.9B
| $674K | ﹤0.01% |
7,607
-3,471
| -31% | -$289K |
|
1300
Kite Realty
KRG
$5.86B
| $672K | ﹤0.01% |
30,988
-1,438
| -4% | -$30.7K |
|
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AE Wealth Management's Q4 2023 Portfolio in Review
As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.
On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.
- AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
- AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
- AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
- AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
- AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
- AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
- AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.
Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.