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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSK icon
1276
Oshkosh
OSK
$8.82B
$627K ﹤0.01%
6,569
-1,271
-16% -$123K
NIO icon
1277
NIO
NIO
$11.9B
$627K ﹤0.01%
69,312
+33,057
+91% +$368K
ARKW icon
1278
ARK Web x.0 ETF
ARKW
$1.6B
$622K ﹤0.01%
11,480
+149
+1% +$8.83K
EXE
1279
Expand Energy Corp
EXE
$21.4B
$621K ﹤0.01%
+7,200
New +$611K
RWM icon
1280
ProShares Short Russell2000
RWM
$133M
$619K ﹤0.01%
25,588
+7,842
+44% +$180K
KVUE icon
1281
Kenvue
KVUE
$38B
$619K ﹤0.01%
+30,846
New +$714K
BUFT icon
1282
FT Vest Buffered Allocation Defensive ETF
BUFT
$154M
$613K ﹤0.01%
31,143
+97
+0.3% +$1.94K
PSEC icon
1283
Prospect Capital
PSEC
$1.08B
$613K ﹤0.01%
101,304
-46,370
-31% -$289K
CUBI icon
1284
Customers Bancorp
CUBI
$2.66B
$613K ﹤0.01%
17,790
-6,487
-27% -$234K
IBTF
1285
DELISTED
iShares iBonds Dec 2025 Term Treasury ETF
IBTF
$611K ﹤0.01%
26,452
+15,707
+146% +$363K
MNDY icon
1286
monday.com
MNDY
$3.82B
$607K ﹤0.01%
3,814
-1,504
-28% -$253K
PODD icon
1287
Insulet
PODD
$11.8B
$604K ﹤0.01%
3,784
+2,908
+332% +$651K
WRK
1288
DELISTED
WestRock Company
WRK
$600K ﹤0.01%
16,761
+7,300
+77% +$239K
BME icon
1289
BlackRock Health Sciences Trust
BME
$569M
$600K ﹤0.01%
+15,316
New +$610K
FAST icon
1290
Fastenal
FAST
$54.8B
$596K ﹤0.01%
21,826
-13,850
-39% -$393K
RIOT icon
1291
Riot Platforms
RIOT
$6.9B
$591K ﹤0.01%
63,349
-25,711
-29% -$354K
VMC icon
1292
Vulcan Materials
VMC
$36.8B
$591K ﹤0.01%
2,924
+147
+5% +$32K
ELF icon
1293
e.l.f. Beauty
ELF
$4.77B
$589K ﹤0.01%
5,366
-1,007
-16% -$122K
FLO icon
1294
Flowers Foods
FLO
$1.58B
$587K ﹤0.01%
26,471
+1,328
+5% +$31.8K
SCJ icon
1295
iShares MSCI Japan Small-Cap ETF
SCJ
$248M
$585K ﹤0.01%
8,615
+283
+3% +$19.7K
HR icon
1296
Healthcare Realty
HR
$7.56B
$585K ﹤0.01%
38,313
+1,238
+3% +$22K
SR icon
1297
Spire
SR
$4.79B
$584K ﹤0.01%
10,325
+1,041
+11% +$63.1K
DBMF icon
1298
iMGP DBi Managed Futures Strategy ETF
DBMF
$4B
$583K ﹤0.01%
+20,161
New +$561K
KJUL icon
1299
Innovator US Small Cap Power Buffer ETF July
KJUL
$206M
$582K ﹤0.01%
+23,280
New +$600K
IWL icon
1300
iShares Russell Top 200 ETF
IWL
$2.13B
$580K ﹤0.01%
5,606
-1,707
-23% -$183K
50 51
52
53 54

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.