We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBE icon
1276
Invesco DB Energy Fund
DBE
$85.3M
$386K ﹤0.01%
22,797
-1,724
-7% -$26.9K
RUN icon
1277
Sunrun
RUN
$2.3B
$385K ﹤0.01%
+8,741
New +$417K
SCHI icon
1278
Schwab 5-10 Year Corporate Bond ETF
SCHI
$11.5B
$385K ﹤0.01%
14,742
-73,266
-83% -$1.93M
CUZ icon
1279
Cousins Properties
CUZ
$5.22B
$383K ﹤0.01%
10,277
-132
-1% -$5.08K
NNN icon
1280
NNN REIT
NNN
$9.37B
$381K ﹤0.01%
8,812
+518
+6% +$24.4K
EAD
1281
Allspring Income Opportunities Fund
EAD
$373M
$380K ﹤0.01%
43,184
+16,539
+62% +$148K
BHP icon
1282
BHP
BHP
$213B
$379K ﹤0.01%
7,947
-53,002
-87% -$3.24M
SBAC icon
1283
SBA Communications
SBAC
$18.6B
$379K ﹤0.01%
1,147
+268
+30% +$92.7K
TRMB icon
1284
Trimble
TRMB
$13.6B
$377K ﹤0.01%
4,581
-88
-2% -$7.73K
DOC
1285
DELISTED
PHYSICIANS REALTY TRUST
DOC
$377K ﹤0.01%
21,390
+4,557
+27% +$84.3K
SIVB
1286
DELISTED
SVB Financial Group
SIVB
$373K ﹤0.01%
+576
New +$334K
TDIV icon
1287
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.11B
$372K ﹤0.01%
6,579
+171
+3% +$9.91K
DIVO icon
1288
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.55B
$370K ﹤0.01%
10,596
-126,526
-92% -$4.59M
DJUL icon
1289
FT Vest US Equity Deep Buffer ETF July
DJUL
$430M
$368K ﹤0.01%
+11,289
New +$371K
DMXF icon
1290
iShares ESG Advanced MSCI EAFE ETF
DMXF
$976M
$365K ﹤0.01%
5,388
+2,011
+60% +$140K
BNTX icon
1291
BioNTech
BNTX
$23.4B
$363K ﹤0.01%
1,329
+328
+33% +$104K
ERIE icon
1292
Erie Indemnity
ERIE
$12.7B
$361K ﹤0.01%
2,023
– –
BSEP icon
1293
Innovator US Equity Buffer ETF September
BSEP
$216M
$360K ﹤0.01%
+11,532
New +$369K
SCI icon
1294
Service Corp International
SCI
$11.7B
$360K ﹤0.01%
5,974
+65
+1% +$3.96K
SCHB icon
1295
Schwab US Broad Market ETF
SCHB
$42.9B
$359K ﹤0.01%
20,742
+666
+3% +$11.8K
EXAS
1296
DELISTED
Exact Sciences
EXAS
$354K ﹤0.01%
3,708
+249
+7% +$26.3K
DINO icon
1297
HF Sinclair
DINO
$16.1B
$353K ﹤0.01%
10,643
+747
+8% +$22.7K
JKHY icon
1298
Jack Henry & Associates
JKHY
$11.2B
$353K ﹤0.01%
2,150
+160
+8% +$27.5K
SPGP icon
1299
Invesco S&P 500 GARP ETF
SPGP
$2.26B
$352K ﹤0.01%
4,044
-4,397
-52% -$397K
AWF
1300
AllianceBernstein Global High Income Fund
AWF
$871M
$350K ﹤0.01%
28,540
+124
+0.4% +$1.53K
50 51
52
53 54

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.