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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
P
1276
Everpure Inc
P
$23.7B
$204K ﹤0.01%
+9,014
New +$173K
NVG icon
1277
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
$203K ﹤0.01%
+12,120
New +$195K
PGF icon
1278
Invesco Financial Preferred ETF
PGF
$674M
$199K ﹤0.01%
10,379
-3,026
-23% -$57.4K
IIM icon
1279
Invesco Value Municipal Income Trust
IIM
$592M
$189K ﹤0.01%
+12,092
New +$183K
AXTI icon
1280
AXT Inc
AXTI
$2.61B
$186K ﹤0.01%
19,419
– –
BDJ icon
1281
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.72B
$182K ﹤0.01%
21,516
+97
+0.5% +$760
OPP
1282
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$190M
$182K ﹤0.01%
12,884
-681
-5% -$9.47K
GBDC icon
1283
Golub Capital BDC
GBDC
$3.38B
$179K ﹤0.01%
12,639
-2,242
-15% -$30.6K
MFC icon
1284
Manulife Financial
MFC
$73B
$179K ﹤0.01%
+10,027
New +$160K
MRTN icon
1285
Marten Transport
MRTN
$1.23B
$179K ﹤0.01%
10,404
-3,715
-26% -$63.7K
BGFV
1286
DELISTED
Big 5 Sporting Goods
BGFV
$178K ﹤0.01%
+17,397
New +$154K
DSL
1287
DoubleLine Income Solutions Fund
DSL
$1.22B
$176K ﹤0.01%
+10,637
New +$173K
WHF icon
1288
WhiteHorse Finance
WHF
$140M
$170K ﹤0.01%
12,500
-350
-3% -$4.25K
MFIC icon
1289
MidCap Financial Investment
MFIC
$812M
$169K ﹤0.01%
15,923
+2,103
+15% +$20.4K
VGR
1290
DELISTED
Vector Group Ltd.
VGR
$154K ﹤0.01%
18,623
+2,274
+14% +$17.8K
CX icon
1291
Cemex
CX
$17B
$149K ﹤0.01%
28,744
+793
+3% +$3.64K
CXP
1292
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$149K ﹤0.01%
10,389
-62
-0.6% -$789
VIXY icon
1293
ProShares VIX Short-Term Futures ETF
VIXY
$216M
$148K ﹤0.01%
+135
New +$180K
SKT icon
1294
Tanger
SKT
$4.81B
$147K ﹤0.01%
14,763
-124
-0.8% -$1.05K
SDIV icon
1295
Global X SuperDividend ETF
SDIV
$1.21B
$142K ﹤0.01%
3,698
-90
-2% -$3.2K
JQC icon
1296
Nuveen Credit Strategies Income Fund
JQC
$704M
$141K ﹤0.01%
+22,203
New +$136K
BXMX
1297
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$138K ﹤0.01%
10,715
+652
+6% +$7.82K
ETW
1298
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.01B
$132K ﹤0.01%
13,646
+305
+2% +$2.78K
CLNE icon
1299
Clean Energy Fuels
CLNE
$421M
$131K ﹤0.01%
16,641
+6,345
+62% +$24.8K
TCPC icon
1300
BlackRock TCP Capital
TCPC
$276M
$130K ﹤0.01%
11,566
+715
+7% +$7.75K
50 51
52
53 54

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SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.