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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BGR icon
1276
BlackRock Energy and Resources Trust
BGR
$410M
– –
-106,195
Closed -$768K
BLUE
1277
DELISTED
bluebird bio
BLUE
– –
-669
Closed -$529K
CAG icon
1278
Conagra Brands
CAG
$7.42B
– –
-6,070
Closed -$213K
CALM icon
1279
Cal-Maine
CALM
$4.43B
– –
-13,632
Closed -$606K
CHGG icon
1280
Chegg
CHGG
$116M
– –
-9,267
Closed -$623K
CHWY icon
1281
Chewy
CHWY
$9.54B
– –
-15,991
Closed -$715K
COHR icon
1282
Coherent
COHR
$43.4B
– –
-12,689
Closed -$599K
COLM icon
1283
Columbia Sportswear
COLM
$3.25B
– –
-3,574
Closed -$288K
CRBP icon
1284
Corbus Pharmaceuticals
CRBP
$165M
– –
-2,744
Closed -$691K
CRS icon
1285
Carpenter Technology
CRS
$26.4B
– –
-35,148
Closed -$853K
DBX icon
1286
Dropbox
DBX
$7.78B
– –
-27,751
Closed -$604K
DGRS icon
1287
WisdomTree Trust WisdomTree US SmallCap Quality Dividend Growth Fund
DGRS
$407M
– –
-8,456
Closed -$254K
DGX icon
1288
Quest Diagnostics
DGX
$26B
– –
-4,206
Closed -$479K
DJD icon
1289
Invesco Dow Jones Industrial Average Dividend ETF
DJD
$483M
– –
-620,107
Closed -$20.7M
DSL
1290
DoubleLine Income Solutions Fund
DSL
$1.22B
– –
-12,439
Closed -$191K
EMB icon
1291
CALL
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
– –
-300
Closed -$3K
EMLP icon
1292
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
– –
-10,059
Closed -$201K
EMQQ icon
1293
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$269M
– –
-7,163
Closed -$335K
EPR icon
1294
EPR Properties
EPR
$4.89B
– –
-7,344
Closed -$243K
ESS icon
1295
Essex Property Trust
ESS
$19.1B
– –
-3,130
Closed -$717K
EXEL icon
1296
Exelixis
EXEL
$13.9B
– –
-28,500
Closed -$677K
EXK
1297
Endeavour Silver
EXK
$2.24B
– –
-26,738
Closed -$61K
FAS icon
1298
Direxion Daily Financial Bull 3x ETF
FAS
$2.4B
– –
-13,752
Closed -$430K
FCX icon
1299
Freeport-McMoran
FCX
$86.2B
– –
-10,522
Closed -$122K
FFC
1300
Flaherty & Crumrine Preferred and Income Securities Fund
FFC
$767M
– –
-60,069
Closed -$1.21M
50 51
52
53 54

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SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.