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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
Cap. Flow
+$1.06B
Cap. Flow %
5.39%
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189

Top Buys

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$153M
2
BILZ icon
PIMCO Ultra Short Government Active ETF
BILZ
+$128M
3
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$66.8M
4
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$48.7M
5
AAPL icon
Apple
AAPL
+$48.4M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$110M
2
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$80.3M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$60.6M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$39.6M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.8M

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Financials 5.12%
3 Consumer Discretionary 3.8%
4 Healthcare 3.68%
5 Communication Services 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BXSL icon
1251
Blackstone Secured Lending
BXSL
$5.36B
$775K ﹤0.01%
+27,091
New +$748K
IBMM
1252
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
$771K ﹤0.01%
29,756
+19,254
+183% +$497K
HQH
1253
abrdn Healthcare Investors
HQH
$1.25B
$768K ﹤0.01%
45,273
+12,260
+37% +$188K
XSEP icon
1254
FT Vest US Equity Enhance & Moderate Buffer ETF September
XSEP
$134M
$768K ﹤0.01%
21,157
-4,925
-19% -$171K
GBDC icon
1255
Golub Capital BDC
GBDC
$3.33B
$765K ﹤0.01%
49,019
-126
-0.3% -$1.85K
AVT icon
1256
Avnet
AVT
$6.86B
$765K ﹤0.01%
16,182
-61,281
-79% -$2.92M
ALNY icon
1257
Alnylam Pharmaceuticals
ALNY
$38.3B
$764K ﹤0.01%
+4,254
New +$725K
IIPR icon
1258
Innovative Industrial Properties
IIPR
$1.77B
$763K ﹤0.01%
8,103
+3,756
+86% +$308K
SFL icon
1259
SFL Corp
SFL
$1.61B
$763K ﹤0.01%
62,202
+3,378
+6% +$37.6K
WBS icon
1260
Webster Financial
WBS
$12.3B
$759K ﹤0.01%
14,812
+3,027
+26% +$131K
RPM icon
1261
RPM International
RPM
$13.8B
$759K ﹤0.01%
7,062
+410
+6% +$41.4K
FRI icon
1262
First Trust S&P REIT Index Fund
FRI
$193M
$758K ﹤0.01%
29,806
-3,886
-12% -$92K
HYLS icon
1263
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$756K ﹤0.01%
18,361
-41,611
-69% -$1.66M
FXN icon
1264
First Trust Energy AlphaDEX Fund
FXN
$379M
$756K ﹤0.01%
45,912
-4,577
-9% -$77.9K
MDIV icon
1265
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$431M
$754K ﹤0.01%
48,499
+2,793
+6% +$41.6K
UNOV icon
1266
Innovator US Equity Ultra Buffer ETF November
UNOV
$107M
$751K ﹤0.01%
+23,449
New +$721K
BSY icon
1267
Bentley Systems
BSY
$11.2B
$750K ﹤0.01%
+14,919
New +$766K
IXJ icon
1268
iShares Global Healthcare ETF
IXJ
$4.16B
$746K ﹤0.01%
8,456
+1,535
+22% +$127K
DBB icon
1269
Invesco DB Base Metals Fund
DBB
$306M
$739K ﹤0.01%
41,589
+4,357
+12% +$80.1K
BDEC icon
1270
Innovator US Equity Buffer ETF December
BDEC
$214M
$738K ﹤0.01%
18,911
-6,862
-27% -$249K
CFR icon
1271
Cullen/Frost Bankers
CFR
$10.5B
$735K ﹤0.01%
+6,846
New +$665K
ALV icon
1272
Autoliv
ALV
$9.14B
$731K ﹤0.01%
+6,857
New +$683K
ARKW icon
1273
ARK Web x.0 ETF
ARKW
$1.6B
$730K ﹤0.01%
10,428
-1,052
-9% -$65.5K
UTG icon
1274
Reaves Utility Income Fund
UTG
$3.47B
$728K ﹤0.01%
27,642
+298
+1% +$7.62K
CRSP icon
1275
CRISPR Therapeutics
CRSP
$4.69B
$726K ﹤0.01%
11,907
+6,540
+122% +$362K
49 50
51
52 53

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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.

  • AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
  • AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
  • AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
  • AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
  • AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
  • AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.

Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.