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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAPR icon
1251
Innovator US Equity Power Buffer ETF April
PAPR
$945M
$497K ﹤0.01%
16,935
+19
+0.1% +$552
LOB icon
1252
Live Oak Bancshares
LOB
$1.98B
$495K ﹤0.01%
5,671
+455
+9% +$37.9K
USO icon
1253
United States Oil Fund
USO
$2.15B
$494K ﹤0.01%
9,081
-149
-2% -$8.1K
VTRS icon
1254
Viatris
VTRS
$20.8B
$493K ﹤0.01%
36,432
+945
+3% +$12.6K
OPK icon
1255
Opko Health
OPK
$1.02B
$491K ﹤0.01%
102,073
-20,275
-17% -$82.1K
BALT icon
1256
Innovator Defined Wealth Shield ETF
BALT
$2.71B
$490K ﹤0.01%
+18,897
New +$489K
ON icon
1257
ON Semiconductor
ON
$30.7B
$488K ﹤0.01%
7,178
-15,363
-68% -$870K
IWO icon
1258
iShares Russell 2000 Growth ETF
IWO
$14.1B
$487K ﹤0.01%
1,662
+891
+116% +$269K
DOC
1259
DELISTED
PHYSICIANS REALTY TRUST
DOC
$487K ﹤0.01%
25,854
+4,464
+21% +$82.3K
SP
1260
DELISTED
SP Plus Corporation
SP
$485K ﹤0.01%
17,196
+1,818
+12% +$54.4K
VNLA icon
1261
Janus Henderson Short Duration Income ETF
VNLA
$3.34B
$484K ﹤0.01%
+9,775
New +$488K
CCJ icon
1262
Cameco
CCJ
$36.8B
$482K ﹤0.01%
22,096
-568
-3% -$13.7K
FAAR icon
1263
First Trust Alternative Absolute Return Strategy ETF
FAAR
$192M
$482K ﹤0.01%
16,760
+2,347
+16% +$72K
AY
1264
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$480K ﹤0.01%
13,414
+1,639
+14% +$61.5K
CTXS
1265
DELISTED
Citrix Systems Inc
CTXS
$478K ﹤0.01%
5,057
+1,045
+26% +$95.4K
MASI
1266
DELISTED
Masimo
MASI
$477K ﹤0.01%
1,630
-64
-4% -$18.2K
HRL icon
1267
Hormel Foods
HRL
$14.2B
$475K ﹤0.01%
9,722
+290
+3% +$12.7K
YYY icon
1268
Amplify CEF High Income ETF
YYY
$719M
$475K ﹤0.01%
28,536
+5,375
+23% +$90.4K
BDXB
1269
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6.00% Mandatory Convertible Preferred Stock, Series B
BDXB
$474K ﹤0.01%
+8,980
New +$471K
KKR icon
1270
KKR & Co
KKR
$89.1B
$473K ﹤0.01%
6,344
+689
+12% +$50.8K
OLED icon
1271
Universal Display
OLED
$3.75B
$469K ﹤0.01%
2,844
-59
-2% -$9.73K
DJAN icon
1272
FT Vest US Equity Deep Buffer ETF January
DJAN
$469M
$467K ﹤0.01%
14,495
+5,631
+64% +$181K
FDLO icon
1273
Fidelity Low Volatility Factor ETF
FDLO
$1.42B
$467K ﹤0.01%
8,934
+307
+4% +$15.5K
XYLD icon
1274
Global X S&P 500 Covered Call ETF
XYLD
$3.19B
$466K ﹤0.01%
+9,229
New +$463K
GOF icon
1275
Guggenheim Strategic Opportunities Fund
GOF
$2.2B
$463K ﹤0.01%
25,299
+11,943
+89% +$229K
49 50
51
52 53

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.