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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDLO icon
1251
Fidelity Low Volatility Factor ETF
FDLO
$1.43B
$410K ﹤0.01%
8,627
-978
-10% -$47.9K
NEA icon
1252
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.39B
$407K ﹤0.01%
26,822
-607
-2% -$9.59K
FLG
1253
Flagstar Bank National Association
FLG
$5.82B
$407K ﹤0.01%
10,542
+7,112
+207% +$258K
AON icon
1254
Aon
AON
$80.6B
$406K ﹤0.01%
1,421
-3,579
-72% -$961K
PJUL icon
1255
Innovator US Equity Power Buffer ETF July
PJUL
$1.22B
$406K ﹤0.01%
+13,647
New +$408K
AY
1256
DELISTED
Atlantica Sustainable Infrastructure plc Ordinary Shares
AY
$406K ﹤0.01%
11,775
-46
-0.4% -$1.74K
PPG icon
1257
PPG Industries
PPG
$25.1B
$405K ﹤0.01%
2,835
-3,364
-54% -$540K
FLGE
1258
DELISTED
Credit Suisse FI Large Cap Growth Enhanced Exchange Traded Notes
FLGE
$403K ﹤0.01%
573
-27
-5% -$20.1K
IEP icon
1259
Icahn Enterprises
IEP
$5.24B
$402K ﹤0.01%
8,053
+3,540
+78% +$195K
CGC
1260
Canopy Growth
CGC
$368M
$401K ﹤0.01%
2,891
+49
+2% +$8.78K
RITM icon
1261
Rithm Capital
RITM
$5.48B
$401K ﹤0.01%
36,480
+2,716
+8% +$27.9K
VALE icon
1262
Vale
VALE
$62.2B
$401K ﹤0.01%
28,712
-12,718
-31% -$249K
RPAI
1263
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$401K ﹤0.01%
31,152
-1,249
-4% -$15.6K
BFST icon
1264
Business First Bancshares
BFST
$1.04B
$399K ﹤0.01%
17,050
– –
KJAN icon
1265
Innovator US Small Cap Power Buffer ETF January
KJAN
$322M
$398K ﹤0.01%
12,775
+240
+2% +$7.45K
JPS
1266
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$397K ﹤0.01%
40,520
+8,969
+28% +$89.6K
HYI
1267
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
$394K ﹤0.01%
24,758
+3,969
+19% +$62.4K
HAS icon
1268
Hasbro
HAS
$13.6B
$393K ﹤0.01%
4,401
+2,209
+101% +$215K
KLIC icon
1269
Kulicke & Soffa
KLIC
$4.42B
$393K ﹤0.01%
6,749
+1,084
+19% +$67.5K
AB icon
1270
AllianceBernstein
AB
$3.48B
$390K ﹤0.01%
7,871
+2,900
+58% +$143K
YYY icon
1271
Amplify CEF High Income ETF
YYY
$720M
$390K ﹤0.01%
23,161
+5,601
+32% +$96.8K
SAP icon
1272
SAP
SAP
$213B
$389K ﹤0.01%
2,881
-3
-0.1% -$436
XHR
1273
Xenia Hotels & Resorts
XHR
$2.02B
$389K ﹤0.01%
21,915
+6,610
+43% +$116K
HRL icon
1274
Hormel Foods
HRL
$14.4B
$387K ﹤0.01%
9,432
+436
+5% +$19.7K
SDIV icon
1275
Global X SuperDividend ETF
SDIV
$1.21B
$387K ﹤0.01%
9,749
+179
+2% +$7.22K
49 50
51
52 53

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.