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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILMN icon
1251
Illumina
ILMN
$29.5B
$219K ﹤0.01%
609
-123
-17% -$39.2K
AIG icon
1252
American International
AIG
$42.5B
$218K ﹤0.01%
+5,769
New +$203K
GBIL icon
1253
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
$218K ﹤0.01%
2,176
+80
+4% +$8.01K
LITE icon
1254
Lumentum
LITE
$46.9B
$218K ﹤0.01%
+2,297
New +$198K
TREX icon
1255
Trex
TREX
$4.4B
$217K ﹤0.01%
2,597
-787
-23% -$60.2K
VAR
1256
DELISTED
Varian Medical Systems, Inc.
VAR
$217K ﹤0.01%
1,239
-69
-5% -$12K
BSCN
1257
DELISTED
Invesco BulletShares 2023 Corporate Bond ETF
BSCN
$217K ﹤0.01%
9,915
-6,699
-40% -$146K
SASR
1258
DELISTED
Sandy Spring Bancorp Inc
SASR
$216K ﹤0.01%
+6,726
New +$192K
ADMA icon
1259
ADMA Biologics
ADMA
$2.02B
$215K ﹤0.01%
110,500
+8,500
+8% +$17.9K
BWX icon
1260
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$215K ﹤0.01%
+6,889
New +$210K
MCY icon
1261
Mercury Insurance
MCY
$6B
$215K ﹤0.01%
+4,110
New +$184K
PTY icon
1262
PIMCO Corporate & Income Opportunity Fund
PTY
$2.46B
$215K ﹤0.01%
+12,023
New +$205K
STAG icon
1263
STAG Industrial
STAG
$7.5B
$215K ﹤0.01%
+6,855
New +$214K
IQLT icon
1264
iShares MSCI Intl Quality Factor ETF
IQLT
$13.6B
$214K ﹤0.01%
+6,014
New +$201K
ABB
1265
DELISTED
ABB Ltd
ABB
$214K ﹤0.01%
+7,645
New +$204K
RGR icon
1266
Sturm, Ruger & Co
RGR
$603M
$213K ﹤0.01%
3,281
-666
-17% -$42.9K
FIVE icon
1267
Five Below
FIVE
$11.6B
$212K ﹤0.01%
+1,209
New +$179K
CPE
1268
DELISTED
Callon Petroleum Company
CPE
$212K ﹤0.01%
16,141
+233
+1% +$2.01K
FTXN icon
1269
First Trust Nasdaq Oil & Gas ETF
FTXN
$163M
$210K ﹤0.01%
+18,098
New +$193K
MVBF icon
1270
MVB Financial
MVBF
$400M
$210K ﹤0.01%
9,252
-12,200
-57% -$231K
TDG icon
1271
TransDigm Group
TDG
$70.7B
$210K ﹤0.01%
+339
New +$186K
FCEL icon
1272
FuelCell Energy
FCEL
$1.45B
$208K ﹤0.01%
621
+60
+11% +$9.81K
CIEN icon
1273
Ciena
CIEN
$46.8B
$206K ﹤0.01%
+3,893
New +$173K
FCG icon
1274
First Trust Natural Gas ETF
FCG
$632M
$205K ﹤0.01%
+23,291
New +$178K
EPR icon
1275
EPR Properties
EPR
$4.89B
$204K ﹤0.01%
+6,282
New +$185K
49 50
51
52 53

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NC
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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.