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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CLNE icon
1251
Clean Energy Fuels
CLNE
$416M
$26K ﹤0.01%
10,296
+47
+0.5% +$122
BMY.RT
1252
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
$23K ﹤0.01%
10,277
-120
-1% -$343
SCPX
1253
DELISTED
Scorpius Holdings, Inc.
SCPX
– –
0
– –
GSV
1254
DELISTED
Gold Standard Ventures Corp.
GSV
$16K ﹤0.01%
20,000
– –
NAK
1255
Northern Dynasty Minerals
NAK
$773M
$15K ﹤0.01%
15,350
-562
-4% -$772
XLU icon
1256
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$10K ﹤0.01%
34,800
+26,600
+324% +$789K
WPG
1257
DELISTED
Washington Prime Group Inc.
WPG
$9K ﹤0.01%
+1,463
New +$9.34K
TLT icon
1258
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
$8K ﹤0.01%
30,400
+29,900
+5,980% +$4.96M
CHRD icon
1259
Chord Energy
CHRD
$7.68B
$4K ﹤0.01%
13,181
+1,175
+10% +$719
VXX icon
1260
CALL
iPath Series B S&P 500 VIX Short-Term Futures ETN
VXX
$169M
$4K ﹤0.01%
+16
New +$28.4K
LQD icon
1261
PUT
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.3B
$3K ﹤0.01%
+11,000
New +$1.5M
NCLH icon
1262
CALL
Norwegian Cruise Line
NCLH
$9.53B
$3K ﹤0.01%
+1,400
New +$22.2K
JNK icon
1263
PUT
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.05B
$2K ﹤0.01%
8,200
-700
-8% -$73.2K
UNH icon
1264
PUT
UnitedHealth
UNH
$382B
$2K ﹤0.01%
1,700
– –
XLE icon
1265
CALL
State Street Energy Select Sector SPDR ETF
XLE
$39B
$2K ﹤0.01%
+3,600
New +$63.9K
AAPL icon
1266
CALL
Apple
AAPL
$4.97T
$1K ﹤0.01%
+100
New +$10.9K
PFF icon
1267
PUT
iShares Preferred and Income Securities ETF
PFF
$13.1B
$1K ﹤0.01%
+13,500
New +$486K
TRV icon
1268
PUT
Travelers Companies
TRV
$81.1B
$1K ﹤0.01%
500
– –
ACN icon
1269
PUT
Accenture
ACN
$106B
– –
-6,600
Closed -$17K
AGIO icon
1270
Agios Pharmaceuticals
AGIO
$2.08B
– –
-10,864
Closed -$581K
AN icon
1271
AutoNation
AN
$7.7B
– –
-15,678
Closed -$589K
ASG
1272
Liberty All-Star Growth Fund
ASG
$321M
– –
-19,234
Closed -$121K
AWP
1273
abrdn Global Premier Properties Fund
AWP
$376M
– –
-3,511
Closed -$49K
BA icon
1274
CALL
Boeing
BA
$169B
– –
-200
Closed -$3K
BEN icon
1275
Franklin Resources
BEN
$16.8B
– –
-9,872
Closed -$207K
49 50
51
52 53

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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.