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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROCK icon
1251
Gibraltar Industries
ROCK
$1.27B
– –
-4,538
Closed -$229K
RPG icon
1252
Invesco S&P 500 Pure Growth ETF
RPG
$2B
– –
-23,270
Closed -$590K
SAP icon
1253
SAP
SAP
$209B
– –
-2,006
Closed -$269K
SCHA icon
1254
Schwab U.S Small- Cap ETF
SCHA
$22.3B
– –
-16,272
Closed -$308K
SCHB icon
1255
Schwab US Broad Market ETF
SCHB
$43B
– –
-19,938
Closed -$255K
SCHC icon
1256
Schwab International Small-Cap Equity ETF
SCHC
$5.42B
– –
-11,035
Closed -$382K
SCHM icon
1257
Schwab US Mid-Cap ETF
SCHM
$14.5B
– –
-11,658
Closed -$234K
SCHR
1258
Schwab Intermediately-Term US Treasury ETF
SCHR
$13.3B
– –
-11,466
Closed -$315K
HTO
1259
H2O America
HTO
$2.59B
– –
-3,297
Closed -$234K
SLYV icon
1260
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
– –
-3,250
Closed -$214K
SMDV icon
1261
ProShares Russell 2000 Dividend Growers ETF
SMDV
$696M
– –
-3,665
Closed -$226K
SMLV icon
1262
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$258M
– –
-4,239
Closed -$424K
SNV
1263
DELISTED
Synovus
SNV
– –
-8,309
Closed -$326K
SPEU icon
1264
State Street SPDR Portfolio Europe ETF
SPEU
$732M
– –
-5,973
Closed -$218K
SPHB icon
1265
Invesco S&P 500 High Beta ETF
SPHB
$970M
– –
-10,045
Closed -$468K
SPTN
1266
DELISTED
SpartanNash
SPTN
– –
-18,430
Closed -$262K
STT icon
1267
State Street
STT
$50.2B
– –
-3,670
Closed -$290K
SWK icon
1268
Stanley Black & Decker
SWK
$14.4B
– –
-1,813
Closed -$301K
SWKS icon
1269
Skyworks Solutions
SWKS
$9.4B
– –
-5,968
Closed -$721K
TDG icon
1270
TransDigm Group
TDG
$69.9B
– –
-464
Closed -$260K
THRM icon
1271
Gentherm
THRM
$1.3B
– –
-5,972
Closed -$265K
TQQQ icon
1272
ProShares UltraPro QQQ
TQQQ
$31.4B
– –
-22,008
Closed -$238K
TXT icon
1273
Textron
TXT
$15B
– –
-5,366
Closed -$239K
USPH icon
1274
US Physical Therapy
USPH
$1.22B
– –
-2,130
Closed -$244K
VAC icon
1275
Marriott Vacations Worldwide
VAC
$3.35B
– –
-1,661
Closed -$214K
49 50
51
52 53

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HNB
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NAM
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AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.