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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBB icon
1226
Invesco DB Base Metals Fund
DBB
$306M
$713K ﹤0.01%
37,232
+2,266
+6% +$41.6K
BSCQ icon
1227
Invesco BulletShares 2026 Corporate Bond ETF
BSCQ
$3.66B
$712K ﹤0.01%
37,892
+24,852
+191% +$470K
MLPX icon
1228
Global X MLP & Energy Infrastructure ETF
MLPX
$3.58B
$709K ﹤0.01%
16,731
-1,521
-8% -$64.7K
BAX icon
1229
Baxter International
BAX
$12.8B
$704K ﹤0.01%
18,666
+8,027
+75% +$342K
UNM icon
1230
Unum
UNM
$13.2B
$704K ﹤0.01%
14,317
-1,323
-8% -$64.7K
BSCP
1231
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$700K ﹤0.01%
34,821
+11,966
+52% +$241K
BALL icon
1232
Ball Corp
BALL
$17.5B
$700K ﹤0.01%
14,065
-45
-0.3% -$2.46K
ACGL icon
1233
Arch Capital
ACGL
$35.7B
$698K ﹤0.01%
+8,763
New +$682K
IGLB icon
1234
iShares 10+ Year Investment Grade Corporate Bond ETF
IGLB
$2.62B
$698K ﹤0.01%
14,816
-78,794
-84% -$3.91M
KRG icon
1235
Kite Realty
KRG
$5.86B
$695K ﹤0.01%
32,426
+2,103
+7% +$47.6K
VNOM icon
1236
Viper Energy
VNOM
$8.43B
$695K ﹤0.01%
24,912
-5,251
-17% -$145K
GNR icon
1237
State Street SPDR S&P Global Natural Resources ETF
GNR
$4.75B
$693K ﹤0.01%
+12,444
New +$695K
NXTG icon
1238
First Trust Indxx NextG ETF
NXTG
$523M
$687K ﹤0.01%
10,127
-2,642
-21% -$186K
MFIC icon
1239
MidCap Financial Investment
MFIC
$801M
$683K ﹤0.01%
49,709
+5,083
+11% +$68K
TM icon
1240
Toyota
TM
$228B
$683K ﹤0.01%
3,801
+1,166
+44% +$199K
FMAR icon
1241
FT Vest US Equity Buffer ETF March
FMAR
$1.12B
$681K ﹤0.01%
19,338
-756
-4% -$27K
ATVI
1242
DELISTED
Activision Blizzard
ATVI
$679K ﹤0.01%
7,249
-8,656
-54% -$790K
EUSB icon
1243
iShares ESG Advanced Universal USD Bond ETF
EUSB
$711M
$678K ﹤0.01%
16,596
-1,530
-8% -$64.1K
UTG icon
1244
Reaves Utility Income Fund
UTG
$3.47B
$674K ﹤0.01%
27,344
-1,703
-6% -$45.7K
ARKQ icon
1245
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.81B
$674K ﹤0.01%
12,845
-70
-0.5% -$3.86K
DRI icon
1246
Darden Restaurants
DRI
$24.3B
$673K ﹤0.01%
4,698
+1,494
+47% +$237K
MMIT icon
1247
IQ MacKay Municipal Intermediate ETF
MMIT
$1.46B
$671K ﹤0.01%
28,572
-394
-1% -$9.48K
BSEP icon
1248
Innovator US Equity Buffer ETF September
BSEP
$214M
$669K ﹤0.01%
19,877
-6,518
-25% -$225K
AVDE icon
1249
Avantis International Equity ETF
AVDE
$17.7B
$669K ﹤0.01%
12,020
-421
-3% -$24.2K
TECB icon
1250
iShares US Tech Breakthrough Multisector ETF
TECB
$447M
$668K ﹤0.01%
+18,277
New +$694K
48 49
50
51 52

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.