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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FLBL icon
1226
Franklin Senior Loan ETF
FLBL
$852M
$428K ﹤0.01%
17,109
-3,674
-18% -$91.7K
CME icon
1227
CME Group
CME
$93.5B
$426K ﹤0.01%
2,205
-9,341
-81% -$1.89M
WRB icon
1228
W.R. Berkley
WRB
$28.3B
$426K ﹤0.01%
13,086
+279
+2% +$9.2K
ERIC icon
1229
Ericsson
ERIC
$32.7B
$425K ﹤0.01%
37,909
-435
-1% -$5.14K
DFAT icon
1230
Dimensional US Targeted Value ETF
DFAT
$14.8B
$424K ﹤0.01%
9,545
-376
-4% -$16.7K
EEMA icon
1231
iShares MSCI Emerging Markets Asia ETF
EEMA
$816M
$424K ﹤0.01%
5,018
-1,017
-17% -$88.7K
HRB icon
1232
H&R Block
HRB
$5.7B
$424K ﹤0.01%
16,942
+2,399
+16% +$59.8K
YUMC icon
1233
Yum China
YUMC
$15.6B
$424K ﹤0.01%
7,300
+433
+6% +$26.6K
FSEP icon
1234
FT Vest US Equity Buffer ETF September
FSEP
$1.21B
$423K ﹤0.01%
12,464
+1,641
+15% +$56.4K
NSP icon
1235
Insperity
NSP
$2.01B
$422K ﹤0.01%
3,812
-19
-0.5% -$1.95K
PNFP icon
1236
Pinnacle Financial Partners Inc
PNFP
$15.9B
$422K ﹤0.01%
+4,485
New +$413K
CEMB icon
1237
iShares JPMorgan EM Corporate Bond ETF
CEMB
$399M
$421K ﹤0.01%
8,118
-24,742
-75% -$1.3M
FMAY icon
1238
FT Vest US Equity Buffer ETF May
FMAY
$1.4B
$421K ﹤0.01%
11,571
+414
+4% +$15.2K
FNX icon
1239
First Trust Mid Cap Core AlphaDEX Fund
FNX
$1.39B
$421K ﹤0.01%
4,312
+1,097
+34% +$109K
HE icon
1240
Hawaiian Electric Industries
HE
$2.28B
$421K ﹤0.01%
10,304
+302
+3% +$13K
RDS.B
1241
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$421K ﹤0.01%
9,499
-155
-2% -$6.14K
AMH icon
1242
American Homes 4 Rent
AMH
$12.2B
$420K ﹤0.01%
11,019
+3,977
+56% +$163K
VIGI icon
1243
Vanguard International Dividend Appreciation ETF
VIGI
$9.04B
$419K ﹤0.01%
4,798
-8,302
-63% -$742K
TWO
1244
Two Harbors Investment
TWO
$1.27B
$418K ﹤0.01%
16,485
+11,863
+257% +$311K
ALB icon
1245
Albemarle
ALB
$13.3B
$417K ﹤0.01%
1,904
-113
-6% -$24.1K
SIG icon
1246
Signet Jewelers
SIG
$3.81B
$416K ﹤0.01%
5,274
-521
-9% -$38.3K
BUG icon
1247
Global X Cybersecurity ETF
BUG
$1.26B
$414K ﹤0.01%
13,575
+5,248
+63% +$161K
VMC icon
1248
Vulcan Materials
VMC
$37.4B
$414K ﹤0.01%
2,448
-1,216
-33% -$218K
CPRT icon
1249
Copart
CPRT
$28.4B
$413K ﹤0.01%
11,900
-216
-2% -$7.72K
FMAO icon
1250
Farmers & Merchants Bancorp
FMAO
$474M
$412K ﹤0.01%
+18,386
New +$411K
48 49
50
51 52

Similar funds

SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.