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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PNQI icon
1226
Invesco NASDAQ Internet ETF
PNQI
$527M
$235K ﹤0.01%
+5,155
New +$226K
GEN icon
1227
Gen Digital
GEN
$16.5B
$233K ﹤0.01%
11,210
-147
-1% -$2.97K
IXJ icon
1228
iShares Global Healthcare ETF
IXJ
$4.16B
$233K ﹤0.01%
3,045
-1,296
-30% -$95.4K
IYG icon
1229
iShares US Financial Services ETF
IYG
$2.13B
$233K ﹤0.01%
4,659
-19,749
-81% -$891K
RTLR
1230
DELISTED
Rattler Midstream LP Common Units
RTLR
$233K ﹤0.01%
24,613
+7,318
+42% +$57.6K
SCHC icon
1231
Schwab International Small-Cap Equity ETF
SCHC
$5.28B
$232K ﹤0.01%
+6,149
New +$215K
VIOV icon
1232
Vanguard S&P Small-Cap 600 Value ETF
VIOV
$1.85B
$232K ﹤0.01%
+3,298
New +$208K
CALM icon
1233
Cal-Maine
CALM
$4.43B
$231K ﹤0.01%
+6,148
New +$237K
FFEB icon
1234
FT Vest US Equity Buffer ETF February
FFEB
$1.36B
$230K ﹤0.01%
+6,951
New +$223K
PFEB icon
1235
Innovator US Equity Power Buffer ETF February
PFEB
$907M
$230K ﹤0.01%
+8,770
New +$226K
FTXL icon
1236
First Trust Nasdaq Semiconductor ETF
FTXL
$1.93B
$228K ﹤0.01%
+3,815
New +$207K
KREF
1237
KKR Real Estate Finance Trust
KREF
$466M
$228K ﹤0.01%
12,751
+2,467
+24% +$43.6K
JBLU icon
1238
JetBlue
JBLU
$2.13B
$227K ﹤0.01%
15,603
+2,051
+15% +$28.1K
QQXT icon
1239
First Trust NASDAQ 100 ex-Technology Sector Index Fund
QQXT
$156M
$227K ﹤0.01%
+2,864
New +$210K
NJR icon
1240
New Jersey Resources
NJR
$6B
$226K ﹤0.01%
+6,362
New +$207K
ASML icon
1241
ASML
ASML
$596B
$225K ﹤0.01%
+462
New +$194K
DTH icon
1242
WisdomTree International High Dividend Fund
DTH
$644M
$225K ﹤0.01%
6,023
-20,433
-77% -$718K
AL
1243
DELISTED
Air Lease Corp
AL
$224K ﹤0.01%
+5,054
New +$181K
KLAC icon
1244
KLA
KLAC
$222B
$224K ﹤0.01%
+8,650
New +$202K
SPLK
1245
DELISTED
Splunk Inc
SPLK
$224K ﹤0.01%
1,320
+60
+5% +$11.5K
DGX icon
1246
Quest Diagnostics
DGX
$26B
$223K ﹤0.01%
+1,867
New +$228K
QABA icon
1247
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$93.7M
$223K ﹤0.01%
+4,972
New +$199K
MNA icon
1248
IQ ARB Merger Arbitrage ETF
MNA
$251M
$222K ﹤0.01%
+6,662
New +$226K
CHDN icon
1249
Churchill Downs
CHDN
$6.17B
$220K ﹤0.01%
+2,254
New +$205K
CHWY icon
1250
Chewy
CHWY
$9.54B
$220K ﹤0.01%
+2,442
New +$178K
48 49
50
51 52

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SA
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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.