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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAA icon
1226
Plains All American Pipeline
PAA
$17.6B
$67K ﹤0.01%
11,212
-796
-7% -$5.93K
XERS icon
1227
Xeris Biopharma Holdings
XERS
$1.45B
$66K ﹤0.01%
+11,140
New +$44.5K
AMRN
1228
Amarin Corp
AMRN
$297M
$64K ﹤0.01%
766
+191
+33% +$22.9K
CRON
1229
Cronos Group
CRON
$1.07B
$63K ﹤0.01%
12,565
-935
-7% -$5.47K
APHA
1230
DELISTED
Aphria Inc. Common Shares
APHA
$59K ﹤0.01%
13,415
-269
-2% -$1.26K
GAB icon
1231
Gabelli Equity Trust
GAB
$1.73B
$57K ﹤0.01%
11,546
-22,307
-66% -$114K
NOK icon
1232
Nokia
NOK
$46.9B
$57K ﹤0.01%
14,661
+123
+0.8% +$553
THER
1233
DELISTED
THERATECHNOLOGIES INC COM
THER
$56K ﹤0.01%
25,261
-4,381
-15% -$9.71K
ATRS
1234
DELISTED
Antares Pharma, Inc.
ATRS
$55K ﹤0.01%
20,266
– –
BBVA icon
1235
Banco Bilbao Vizcaya Argentaria
BBVA
$142B
$53K ﹤0.01%
19,253
+5,667
+42% +$17.6K
AEG icon
1236
Aegon
AEG
$13.3B
$52K ﹤0.01%
22,108
+17
+0.1% +$45
FAX
1237
abrdn Asia-Pacific Income Fund
FAX
$592M
$50K ﹤0.01%
2,082
-496
-19% -$11.9K
VATE icon
1238
INNOVATE Corp
VATE
$106M
$50K ﹤0.01%
+2,084
New +$56.3K
VUZI icon
1239
Vuzix
VUZI
$178M
$47K ﹤0.01%
+10,232
New +$40K
NAT icon
1240
Nordic American Tanker
NAT
$1.36B
$44K ﹤0.01%
+12,655
New +$52.8K
ENZ
1241
DELISTED
Enzo Biochem, Inc.
ENZ
$42K ﹤0.01%
20,000
– –
ALSK
1242
DELISTED
Alaska Communications Systems
ALSK
$40K ﹤0.01%
20,000
– –
FCEL icon
1243
FuelCell Energy
FCEL
$1.45B
$36K ﹤0.01%
561
-62
-10% -$4.94K
XLE icon
1244
PUT
State Street Energy Select Sector SPDR ETF
XLE
$39B
$35K ﹤0.01%
+28,800
New +$511K
PSCE icon
1245
Invesco S&P SmallCap Energy ETF
PSCE
$94M
$34K ﹤0.01%
2,270
+9
+0.4% +$156
HLX icon
1246
Helix Energy Solutions
HLX
$1.34B
$30K ﹤0.01%
12,515
-33,936
-73% -$124K
ADAM
1247
Adamas Trust
ADAM
$777M
$30K ﹤0.01%
2,975
-283
-9% -$2.95K
DHY
1248
Credit Suisse High Yield Credit Fund
DHY
$240M
$27K ﹤0.01%
12,674
– –
LYG icon
1249
Lloyds Banking Group
LYG
$85.2B
$27K ﹤0.01%
20,850
+317
+2% +$444
WMC
1250
DELISTED
Western Asset Mortgage Capital Corporation
WMC
$27K ﹤0.01%
1,332
+114
+9% +$2.53K
48 49
50
51 52

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.