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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NFJ
1226
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
– –
-27,257
Closed -$354K
NHI icon
1227
National Health Investors
NHI
$3.69B
– –
-4,152
Closed -$338K
NSP icon
1228
Insperity
NSP
$2.06B
– –
-4,062
Closed -$349K
OEF icon
1229
iShares S&P 100 ETF
OEF
$19.9B
– –
-25,785
Closed -$3.71M
OGI
1230
Organigram Holdings
OGI
$136M
– –
-3,205
Closed -$31K
ONEY icon
1231
State Street SPDR Russell 1000 Yield Focus ETF
ONEY
$679M
– –
-5,067
Closed -$386K
ORI icon
1232
Old Republic International
ORI
$10.6B
– –
-13,404
Closed -$300K
OSK icon
1233
Oshkosh
OSK
$8.82B
– –
-2,144
Closed -$203K
PARA
1234
DELISTED
Paramount Global Class B
PARA
– –
-17,710
Closed -$743K
PDM
1235
Piedmont Realty Trust
PDM
$1.25B
– –
-21,755
Closed -$484K
PFIS icon
1236
Peoples Financial Services
PFIS
$712M
– –
-7,142
Closed -$360K
PKE icon
1237
Park Aerospace
PKE
$730M
– –
-15,441
Closed -$251K
PKW icon
1238
Invesco BuyBack Achievers ETF
PKW
$1.72B
– –
-4,048
Closed -$279K
PPG icon
1239
PPG Industries
PPG
$25B
– –
-3,452
Closed -$461K
PTH icon
1240
Invesco Dorsey Wright Healthcare Momentum ETF
PTH
$225M
– –
-6,567
Closed -$209K
PWV icon
1241
Invesco Large Cap Value ETF
PWV
$1.68B
– –
-6,326
Closed -$262K
PXH icon
1242
Invesco FTSE RAFI Emerging Markets ETF
PXH
$1.92B
– –
-45,844
Closed -$1.02M
QLTA icon
1243
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.24B
– –
-4,178
Closed -$228K
QTEC icon
1244
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.51B
– –
-6,726
Closed -$673K
QUS icon
1245
State Street SPDR MSCI USA StrategicFactors ETF
QUS
$1.53B
– –
-34,431
Closed -$3.26M
R icon
1246
Ryder
R
$9.9B
– –
-6,299
Closed -$342K
RC
1247
Ready Capital
RC
$261M
– –
-44,871
Closed -$692K
RDIV icon
1248
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.38B
– –
-10,701
Closed -$422K
RDN icon
1249
Radian Group
RDN
$5.16B
– –
-7,986
Closed -$201K
REGL icon
1250
ProShares S&P MidCap 400 Dividend Aristocrats ETF
REGL
$1.75B
– –
-19,545
Closed -$1.18M
48 49
50
51 52

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SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.