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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+9.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$19.6B
AUM Growth
+$2.85B
Cap. Flow
+$1.06B
Cap. Flow %
5.39%
Top 10 Hldgs %
18.14%
Holding
2,229
New
291
Increased
970
Reduced
750
Closed
189

Top Buys

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$153M
2
BILZ icon
PIMCO Ultra Short Government Active ETF
BILZ
+$128M
3
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$66.8M
4
BUFD icon
FT Vest Fund of Deep Buffer ETFs
BUFD
+$48.7M
5
AAPL icon
Apple
AAPL
+$48.4M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$110M
2
HTRB icon
Hartford Total Return Bond ETF
HTRB
+$80.3M
3
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$60.6M
4
IWM icon
iShares Russell 2000 ETF
IWM
+$39.6M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$38.8M

Sector Composition

Rank Sector Weight
1 Technology 11.46%
2 Financials 5.12%
3 Consumer Discretionary 3.8%
4 Healthcare 3.68%
5 Communication Services 2.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IUSB icon
101
iShares Core Universal USD Bond ETF
IUSB
$43B
$41.4M 0.21%
907,229
+224,926
+33% +$9.94M
IEFA icon
102
iShares Core MSCI EAFE ETF
IEFA
$187B
$40.8M 0.21%
583,873
+36,188
+7% +$2.39M
SPGI icon
103
S&P Global
SPGI
$130B
$40.3M 0.21%
90,141
+7,798
+9% +$3.08M
DGRO icon
104
iShares Core Dividend Growth ETF
DGRO
$42.8B
$40.1M 0.2%
733,466
-3,484
-0.5% -$177K
IEI icon
105
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$39.9M 0.2%
342,488
-11,194
-3% -$1.28M
SPTS icon
106
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.09B
$39.8M 0.2%
1,368,247
-823,645
-38% -$23.7M
VTWO icon
107
Vanguard Russell 2000 ETF
VTWO
$17.4B
$39.2M 0.2%
494,788
-102,329
-17% -$7.41M
VGLT icon
108
Vanguard Long-Term Treasury ETF
VGLT
$10.2B
$39M 0.2%
663,217
+37,491
+6% +$2.12M
MINT icon
109
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$38.6M 0.2%
385,214
+290,940
+309% +$29.1M
PM icon
110
Philip Morris
PM
$305B
$38.6M 0.2%
424,917
+103
+0% +$9.49K
TFLO icon
111
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$38.4M 0.2%
757,078
-674,621
-47% -$34.1M
FIXD icon
112
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$38.1M 0.19%
868,866
+223,145
+35% +$9.5M
KO icon
113
Coca-Cola
KO
$360B
$38M 0.19%
639,258
+66,424
+12% +$3.77M
XONE icon
114
BondBloxx Bloomberg One Year Target Duration US Treasury ETF
XONE
$835M
$37.6M 0.19%
+754,105
New +$37.5M
SPTL icon
115
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
$36.7M 0.19%
1,326,218
+7,345
+0.6% +$196K
ILTB icon
116
iShares Core 10+ Year USD Bond ETF
ILTB
$599M
$36.4M 0.19%
714,838
+72,096
+11% +$3.48M
DON icon
117
WisdomTree US MidCap Dividend Fund
DON
$4.04B
$35.7M 0.18%
785,831
+10,422
+1% +$437K
IJH icon
118
iShares Core S&P Mid-Cap ETF
IJH
$122B
$35.7M 0.18%
647,030
-271,030
-30% -$13.7M
IYW icon
119
iShares US Technology ETF
IYW
$23.2B
$35.4M 0.18%
273,580
+30,449
+13% +$3.45M
DUHP icon
120
Dimensional US High Profitability ETF
DUHP
$12.3B
$35.4M 0.18%
1,204,709
+125,129
+12% +$3.35M
CMCSA icon
121
Comcast
CMCSA
$82.3B
$35.2M 0.18%
761,787
+98,597
+15% +$4.23M
FIDU icon
122
Fidelity MSCI Industrials Index ETF
FIDU
$2.33B
$34.7M 0.18%
571,795
+161,897
+39% +$9.07M
XLK icon
123
State Street Technology Select Sector SPDR ETF
XLK
$113B
$34M 0.17%
337,492
+71,548
+27% +$6.37M
SPSM icon
124
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17B
$33.7M 0.17%
815,939
+366,102
+81% +$13.8M
CMA
125
DELISTED
Comerica
CMA
$33.1M 0.17%
602,651
+294,858
+96% +$13.3M
3 4
5
6 7

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NC
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FAF
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BBHC
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TAF
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JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
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HNB
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AE Wealth Management's Q4 2023 Portfolio in Review

As of Q4 2023, AE Wealth Management held 2,229 positions worth $19.6B, up 17% from $16.7B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $1.06B of net new capital in Q4 2023, opening 291 new positions and adding to 970 existing holdings. Its largest new stake was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $110M trimmed.

  • AE Wealth Management's largest Q4 2023 buy was BondBloxx Bloomberg One Year Target Duration US Treasury ETF: 754,105 shares worth $37.6M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer20 Jan ETF in Q4 2023, an estimated $153M increase.
  • AE Wealth Management's biggest Q4 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $110M.
  • AE Wealth Management fully exited FT Vest US Equity Enhance & Moderate Buffer ETF August in Q4 2023, selling an estimated $14M.
  • AE Wealth Management's ten largest holdings make up 18% of its $19.6B portfolio in Q4 2023.
  • AE Wealth Management opened 291 new positions and closed 189 in Q4 2023.
  • AE Wealth Management's portfolio value rose 17% quarter-over-quarter to $19.6B.

Based on AE Wealth Management's 13F filing for Q4 2023, filed 14 Feb 2024.