We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PJUL icon
101
Innovator US Equity Power Buffer ETF July
PJUL
$1.18B
$35.7M 0.21%
1,058,097
+88,587
+9% +$3.04M
MA icon
102
Mastercard
MA
$477B
$35.6M 0.21%
89,799
-8,477
-9% -$3.4M
IWR icon
103
iShares Russell Mid-Cap ETF
IWR
$56.8B
$35.5M 0.21%
512,642
+16,260
+3% +$1.19M
IAUM icon
104
iShares Gold Trust Micro
IAUM
$6.36B
$35.4M 0.21%
1,918,613
+195,890
+11% +$3.77M
IEFA icon
105
iShares Core MSCI EAFE ETF
IEFA
$186B
$35.2M 0.21%
547,685
+2,111
+0.4% +$141K
BUFR icon
106
FT Vest Fund of Buffer ETFs
BUFR
$10B
$35.2M 0.21%
1,437,385
+639,107
+80% +$16.1M
SPSB icon
107
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$34.7M 0.21%
1,185,036
-830,058
-41% -$24.4M
VGLT icon
108
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$34.7M 0.21%
625,726
+6,047
+1% +$361K
SHYG icon
109
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.57B
$34.5M 0.21%
840,995
-18,647
-2% -$770K
SPTL icon
110
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
$34.5M 0.21%
1,318,873
+163,778
+14% +$4.61M
BSV icon
111
Vanguard Short-Term Bond ETF
BSV
$44.6B
$34.3M 0.21%
456,210
-11,900
-3% -$897K
GLDM icon
112
SPDR Gold MiniShares Trust
GLDM
$27.5B
$34.2M 0.2%
933,008
+71,780
+8% +$2.74M
BILL icon
113
BILL Holdings
BILL
$4.33B
$33.3M 0.2%
306,360
-5,581
-2% -$635K
RULE icon
114
Adaptive Core ETF
RULE
$14.9M
$32.8M 0.2%
1,747,010
-46,251
-3% -$907K
AVGO icon
115
Broadcom
AVGO
$1.82T
$32.6M 0.19%
392,020
+36,500
+10% +$3.16M
COST icon
116
Costco
COST
$415B
$32.4M 0.19%
57,430
+3,693
+7% +$2.04M
KO icon
117
Coca-Cola
KO
$354B
$32.1M 0.19%
572,834
-21,956
-4% -$1.32M
DON icon
118
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$31.8M 0.19%
775,409
+39,092
+5% +$1.67M
MGK icon
119
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$31.8M 0.19%
699,715
+218,165
+45% +$10.3M
ANGL icon
120
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
$31.7M 0.19%
1,169,744
+485,496
+71% +$13.4M
AGGY icon
121
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$924M
$31M 0.19%
746,364
+19,067
+3% +$810K
ILTB icon
122
iShares Core 10+ Year USD Bond ETF
ILTB
$596M
$30.4M 0.18%
642,742
+75,340
+13% +$3.78M
SNAV icon
123
Mohr Sector Nav ETF
SNAV
$28.4M
$30.3M 0.18%
1,174,539
+3,677
+0.3% +$99.7K
SPGI icon
124
S&P Global
SPGI
$126B
$30.1M 0.18%
82,343
+4,397
+6% +$1.73M
IUSB icon
125
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$29.8M 0.18%
682,303
-93,734
-12% -$4.19M
3 4
5
6 7

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.