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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+5.97%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.5B
AUM Growth
+$1.71B
Cap. Flow
+$1.08B
Cap. Flow %
6.97%
Top 10 Hldgs %
18.75%
Holding
2,042
New
231
Increased
922
Reduced
677
Closed
176

Top Buys

Rank Stock Value
1
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$151M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$141M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$87.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.4M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$45.7M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$107M
2
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$92.3M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$58.5M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$31.9M
5
MOHR
Mohr Growth ETF
MOHR
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 8.52%
2 Financials 4.7%
3 Healthcare 3.73%
4 Consumer Discretionary 3.41%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTSM icon
101
First Trust Enhanced Short Maturity ETF
FTSM
$6.5B
$32.9M 0.21%
552,960
+113,537
+26% +$6.76M
USB icon
102
US Bancorp
USB
$99.5B
$32.9M 0.21%
911,591
+117,607
+15% +$5.24M
GLDM icon
103
SPDR Gold MiniShares Trust
GLDM
$27.4B
$32.6M 0.21%
834,305
+113,761
+16% +$4.27M
DECW icon
104
AllianzIM U.S. Equity Buffer20 Dec ETF
DECW
$226M
$32.6M 0.21%
1,275,253
+123,436
+11% +$3.1M
MA icon
105
Mastercard
MA
$494B
$32.4M 0.21%
89,191
+2,187
+3% +$794K
MDYG icon
106
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.81B
$32.4M 0.21%
472,691
-31,371
-6% -$2.14M
AMD icon
107
Advanced Micro Devices
AMD
$745B
$32.1M 0.21%
327,689
+70,819
+28% +$5.76M
PAUG icon
108
Innovator US Equity Power Buffer ETF August
PAUG
$859M
$32M 0.21%
1,084,570
+230,478
+27% +$6.7M
ESGU icon
109
iShares ESG Aware MSCI USA ETF
ESGU
$17.7B
$32M 0.21%
353,456
-661,505
-65% -$58.5M
XLU icon
110
State Street Utilities Select Sector SPDR ETF
XLU
$23.8B
$31.7M 0.2%
936,208
+217,598
+30% +$7.37M
IWP icon
111
iShares Russell Mid-Cap Growth ETF
IWP
$19.5B
$31.6M 0.2%
346,881
-1,240
-0.4% -$111K
IBDO
112
DELISTED
iShares iBonds Dec 2023 Term Corporate ETF
IBDO
$31.2M 0.2%
1,237,439
+1,218,783
+6,533% +$30.6M
KO icon
113
Coca-Cola
KO
$384B
$31M 0.2%
500,048
+45,460
+10% +$2.75M
IYW icon
114
iShares US Technology ETF
IYW
$22.8B
$30.6M 0.2%
329,206
+68,856
+26% +$5.78M
DGRO icon
115
iShares Core Dividend Growth ETF
DGRO
$43.4B
$30.5M 0.2%
610,412
-109,593
-15% -$5.5M
IJH icon
116
iShares Core S&P Mid-Cap ETF
IJH
$123B
$30.3M 0.2%
605,630
+98,330
+19% +$5.01M
USFR icon
117
WisdomTree Floating Rate Treasury Fund
USFR
$18.1B
$30.3M 0.19%
601,854
+121,282
+25% +$6.1M
OXY icon
118
Occidental Petroleum
OXY
$54.8B
$30.1M 0.19%
481,498
+86,927
+22% +$5.4M
AGGY icon
119
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
$923M
$30M 0.19%
686,267
-16,463
-2% -$716K
JULT icon
120
AllianzIM U.S. Equity Buffer10 Jul ETF
JULT
$58.2M
$30M 0.19%
1,024,767
+198,286
+24% +$5.68M
GILD icon
121
Gilead Sciences
GILD
$166B
$29.7M 0.19%
357,836
+37,561
+12% +$3.11M
STIP icon
122
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$29.5M 0.19%
296,825
+22,019
+8% +$2.15M
ILTB icon
123
iShares Core 10+ Year USD Bond ETF
ILTB
$600M
$29.4M 0.19%
546,969
+102,888
+23% +$5.46M
FIXD icon
124
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$28.9M 0.19%
641,587
+67,016
+12% +$3M
BND icon
125
Vanguard Total Bond Market
BND
$158B
$28.7M 0.19%
389,350
+19,602
+5% +$1.43M
3 4
5
6 7

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2023 Portfolio in Review

As of Q1 2023, AE Wealth Management held 2,042 positions worth $15.5B, up 12% from $13.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

AE Wealth Management deployed $1.08B of net new capital in Q1 2023, opening 231 new positions and adding to 922 existing holdings. Its largest new stake was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $107M trimmed.

  • AE Wealth Management's largest Q1 2023 buy was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.
  • AE Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q1 2023, an estimated $141M increase.
  • AE Wealth Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $107M.
  • AE Wealth Management fully exited First Trust NASDAQ ABA Community Bank Index Fund in Q1 2023, selling an estimated $10.2M.
  • AE Wealth Management's ten largest holdings make up 19% of its $15.5B portfolio in Q1 2023.
  • AE Wealth Management opened 231 new positions and closed 176 in Q1 2023.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $15.5B.

Based on AE Wealth Management's 13F filing for Q1 2023, filed 14 Apr 2023.