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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VGLT icon
101
Vanguard Long-Term Treasury ETF
VGLT
$10.1B
$27.4M 0.23%
312,940
-37,665
-11% -$3.39M
QUAL icon
102
iShares MSCI USA Quality Factor ETF
QUAL
$45.9B
$27.2M 0.22%
206,405
-420,403
-67% -$57.8M
SPGI icon
103
S&P Global
SPGI
$126B
$26.7M 0.22%
62,831
+3,473
+6% +$1.5M
ILTB icon
104
iShares Core 10+ Year USD Bond ETF
ILTB
$596M
$26.4M 0.22%
369,185
+45,841
+14% +$3.37M
ABBV icon
105
AbbVie
ABBV
$458B
$26.4M 0.22%
244,302
+7,506
+3% +$858K
XLI icon
106
State Street Industrial Select Sector SPDR ETF
XLI
$33.3B
$26.2M 0.22%
268,128
+51,903
+24% +$5.33M
UNH icon
107
UnitedHealth
UNH
$382B
$25.6M 0.21%
65,518
+2,923
+5% +$1.21M
VIXM icon
108
ProShares VIX Mid-Term Futures ETF
VIXM
$40M
$25.5M 0.21%
787,995
+237,571
+43% +$7.41M
IVW icon
109
iShares S&P 500 Growth ETF
IVW
$72.5B
$25.1M 0.21%
340,196
+109,817
+48% +$8.37M
ADBE icon
110
Adobe
ADBE
$89.5B
$24.9M 0.21%
43,214
+7,032
+19% +$4.43M
NEE icon
111
NextEra Energy
NEE
$187B
$24.8M 0.2%
316,296
-25,058
-7% -$2.02M
XLV icon
112
State Street Health Care Select Sector SPDR ETF
XLV
$42B
$24.8M 0.2%
194,757
+9,427
+5% +$1.25M
DGRO icon
113
iShares Core Dividend Growth ETF
DGRO
$42.6B
$24.5M 0.2%
488,003
+244,863
+101% +$12.7M
PEP icon
114
PepsiCo
PEP
$186B
$23.7M 0.19%
157,263
-4,066
-3% -$629K
DON icon
115
WisdomTree US MidCap Dividend Fund
DON
$4.03B
$23.2M 0.19%
560,351
+80,288
+17% +$3.37M
BAC icon
116
Bank of America
BAC
$435B
$23.2M 0.19%
546,953
+38,735
+8% +$1.56M
SHOP icon
117
Shopify
SHOP
$148B
$23.1M 0.19%
170,110
+6,630
+4% +$993K
IVOL icon
118
Quadratic Interest Rate Volatility and Inflation Hedge ETF
IVOL
$274M
$23M 0.19%
825,080
-242,166
-23% -$6.76M
VLUE icon
119
iShares MSCI USA Value Factor ETF
VLUE
$9.4B
$22.9M 0.19%
226,919
+16,128
+8% +$1.68M
ITOT icon
120
iShares Core S&P Total US Stock Market ETF
ITOT
$93.2B
$22.8M 0.19%
231,389
+132,018
+133% +$13.3M
MCD icon
121
McDonald's
MCD
$188B
$22.2M 0.18%
92,275
+6,743
+8% +$1.61M
SPTS icon
122
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.07B
$22.1M 0.18%
722,915
-200,490
-22% -$6.15M
MBB icon
123
iShares MBS ETF
MBB
$39B
$22M 0.18%
203,833
+62,705
+44% +$6.8M
SHY icon
124
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$21.5M 0.18%
250,126
-280,934
-53% -$24.2M
SCHD icon
125
Schwab US Dividend Equity ETF
SCHD
$102B
$21.1M 0.17%
852,549
+299,745
+54% +$7.62M
3 4
5
6 7

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SA
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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.