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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPTM icon
101
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$19.6M 0.22%
425,038
+397,096
+1,421% +$17.3M
KO icon
102
Coca-Cola
KO
$380B
$19.6M 0.22%
357,040
+2,918
+0.8% +$151K
XOM icon
103
ExxonMobil
XOM
$634B
$19.6M 0.22%
474,496
-43,033
-8% -$1.61M
PYPL icon
104
PayPal
PYPL
$51.4B
$19.2M 0.22%
82,192
+24,553
+43% +$5.09M
PEP icon
105
PepsiCo
PEP
$195B
$18.9M 0.21%
127,449
+7,769
+6% +$1.1M
FTCS icon
106
First Trust Capital Strength ETF
FTCS
$8.03B
$18.9M 0.21%
279,450
+23,700
+9% +$1.55M
FDN icon
107
First Trust Dow Jones Internet Index Fund ETF
FDN
$5B
$18.8M 0.21%
88,514
+999
+1% +$202K
FGD icon
108
First Trust Dow Jones Global Select Dividend Index Fund
FGD
$1.54B
$18.8M 0.21%
856,930
-57,715
-6% -$1.17M
NEE icon
109
NextEra Energy
NEE
$186B
$18.7M 0.21%
242,168
+24,824
+11% +$1.86M
ARKK icon
110
ARK Innovation ETF
ARKK
$5.74B
$18.6M 0.21%
149,544
+50,170
+50% +$5.44M
INKM icon
111
State Street Income Allocation ETF
INKM
$72.3M
$18.5M 0.21%
+545,654
New +$17.9M
GOOG icon
112
Alphabet (Google) Class C
GOOG
$4.07T
$18.4M 0.21%
210,360
+51,920
+33% +$4.38M
WDIV icon
113
State Street SPDR S&P Global Dividend ETF
WDIV
$279M
$18.3M 0.21%
302,632
-11,248
-4% -$649K
HDV
114
iShares Core High Dividend ETF
HDV
$14.7B
$18.2M 0.21%
1,040,050
+603,495
+138% +$10.2M
IUSG icon
115
iShares Core S&P US Growth ETF
IUSG
$31B
$18.2M 0.21%
205,315
+110,134
+116% +$9.27M
FVD icon
116
First Trust Value Line Dividend Fund
FVD
$8.46B
$17.9M 0.2%
511,584
+338,542
+196% +$11.5M
UPS icon
117
United Parcel Service
UPS
$89.7B
$17.9M 0.2%
106,195
+22,786
+27% +$3.85M
HYG icon
118
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$17.7M 0.2%
203,219
-22,434
-10% -$1.92M
MCD icon
119
McDonald's
MCD
$194B
$17.6M 0.2%
82,155
-1,184
-1% -$257K
MDYG icon
120
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.83B
$17.3M 0.2%
249,911
+73,872
+42% +$4.73M
MBB icon
121
iShares MBS ETF
MBB
$39.2B
$17.3M 0.2%
157,135
+96,651
+160% +$10.6M
ARKG icon
122
ARK Genomic Revolution ETF
ARKG
$1.54B
$17.3M 0.2%
185,060
+16,551
+10% +$1.32M
XLY icon
123
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
$17.2M 0.2%
213,804
+32,112
+18% +$2.48M
IEI icon
124
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
$17.1M 0.19%
128,304
-52,646
-29% -$7M
XLV icon
125
State Street Health Care Select Sector SPDR ETF
XLV
$43.2B
$17M 0.19%
150,230
+24,104
+19% +$2.63M
3 4
5
6 7

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.