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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIV icon
101
Global X SuperDividend US ETF
DIV
$787M
$15.8M 0.23%
1,045,211
-236,426
-18% -$3.66M
JPM icon
102
JPMorgan Chase
JPM
$947B
$15.4M 0.22%
159,802
+6,014
+4% +$591K
ISTB icon
103
iShares Core 1-5 Year USD Bond ETF
ISTB
$5.11B
$15.3M 0.22%
296,973
+165,231
+125% +$8.52M
NEE icon
104
NextEra Energy
NEE
$185B
$15.1M 0.22%
217,344
+53,060
+32% +$3.66M
SPTS icon
105
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.09B
$15.1M 0.22%
490,637
-46,383
-9% -$1.42M
LMT icon
106
Lockheed Martin
LMT
$134B
$14.7M 0.21%
38,319
-336
-0.9% -$128K
IWR icon
107
iShares Russell Mid-Cap ETF
IWR
$56.1B
$14.7M 0.21%
255,654
+2,884
+1% +$164K
HYLS icon
108
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.6B
$14.5M 0.21%
307,852
+231,809
+305% +$11M
UPS icon
109
United Parcel Service
UPS
$96B
$13.9M 0.2%
83,409
-1,309
-2% -$191K
BIV icon
110
Vanguard Intermediate-Term Bond ETF
BIV
$28.9B
$13.8M 0.2%
147,593
+26,580
+22% +$2.49M
CSCO icon
111
Cisco
CSCO
$452B
$13.5M 0.19%
341,574
+10,410
+3% +$454K
XLY icon
112
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.6B
$13.4M 0.19%
181,692
-11,794
-6% -$835K
XLV icon
113
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$13.3M 0.19%
126,126
+5,850
+5% +$616K
BAC icon
114
Bank of America
BAC
$436B
$13.2M 0.19%
546,232
+110,283
+25% +$2.75M
SCHD icon
115
Schwab US Dividend Equity ETF
SCHD
$103B
$13.1M 0.19%
710,403
-111,045
-14% -$2.04M
SCHG icon
116
Schwab US Large-Cap Growth ETF
SCHG
$58.8B
$13.1M 0.19%
909,440
+638,624
+236% +$8.9M
MRK icon
117
Merck
MRK
$323B
$13M 0.19%
164,719
+6,781
+4% +$531K
VBK icon
118
Vanguard Small-Cap Growth ETF
VBK
$23.3B
$12.8M 0.18%
59,388
-14,171
-19% -$2.99M
IBM icon
119
IBM
IBM
$204B
$12.5M 0.18%
107,373
+5,592
+5% +$658K
EDIV icon
120
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$12.2M 0.17%
502,548
-80,147
-14% -$2.03M
COST icon
121
Costco
COST
$422B
$12M 0.17%
33,747
+10,064
+42% +$3.38M
QUAL icon
122
iShares MSCI USA Quality Factor ETF
QUAL
$46B
$11.9M 0.17%
115,053
+34,062
+42% +$3.49M
SCHO icon
123
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$11.9M 0.17%
461,728
+179,650
+64% +$4.63M
SPY icon
124
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$781B
$11.9M 0.17%
426,900
+140,000
+49% +$46.4M
LOW icon
125
Lowe's Companies
LOW
$119B
$11.8M 0.17%
70,952
+5,875
+9% +$905K
3 4
5
6 7

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BBHC
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TAF
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JAM
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CWP
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HNB
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.