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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPTS icon
101
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.1B
$8.81M 0.2%
286,749
+260,020
+973% +$7.86M
MCD icon
102
McDonald's
MCD
$194B
$8.75M 0.2%
52,921
+3,456
+7% +$681K
VGT icon
103
Vanguard Information Technology ETF
VGT
$136B
$8.61M 0.2%
325,016
+177,104
+120% +$5.37M
BA icon
104
Boeing
BA
$175B
$8.55M 0.2%
57,337
+27,430
+92% +$7.51M
IJR icon
105
iShares Core S&P Small-Cap ETF
IJR
$110B
$8.46M 0.19%
150,759
-87,086
-37% -$6.49M
XLK icon
106
State Street Technology Select Sector SPDR ETF
XLK
$112B
$8.44M 0.19%
209,986
-56,308
-21% -$2.57M
INTC icon
107
Intel
INTC
$435B
$8.28M 0.19%
152,974
+21,137
+16% +$1.25M
GOOGL icon
108
Alphabet (Google) Class A
GOOGL
$4.08T
$8.18M 0.19%
140,720
+10,700
+8% +$725K
BNDX icon
109
Vanguard Total International Bond ETF
BNDX
$82.3B
$7.98M 0.18%
141,770
-10,071
-7% -$575K
VBK icon
110
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$7.88M 0.18%
52,405
+9,295
+22% +$1.73M
QHY
111
WisdomTree U.S. High Yield Corporate Bond Fund
QHY
$237M
$7.74M 0.18%
173,077
+5,306
+3% +$265K
FTSL icon
112
First Trust Senior Loan Fund ETF
FTSL
$2.32B
$7.68M 0.18%
183,675
-81,835
-31% -$3.75M
NVDA icon
113
NVIDIA
NVDA
$4.77T
$7.66M 0.18%
1,162,960
+10,680
+0.9% +$67.4K
SPEM icon
114
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$7.58M 0.17%
266,485
+154,723
+138% +$5.32M
D icon
115
Dominion Energy
D
$62.1B
$7.56M 0.17%
104,741
-3,386
-3% -$276K
BND icon
116
Vanguard Total Bond Market
BND
$158B
$7.47M 0.17%
87,508
+5,450
+7% +$463K
SCHP icon
117
Schwab US TIPS ETF
SCHP
$16.4B
$7.37M 0.17%
256,288
-163,882
-39% -$4.69M
BIV icon
118
Vanguard Intermediate-Term Bond ETF
BIV
$29B
$7.3M 0.17%
81,769
+26,458
+48% +$2.35M
EMHY icon
119
iShares JPMorgan EM High Yield Bond ETF
EMHY
$620M
$7.22M 0.17%
189,967
+32,453
+21% +$1.46M
TTD icon
120
Trade Desk
TTD
$8.89B
$7.19M 0.17%
372,440
+213,860
+135% +$5.53M
BAC icon
121
Bank of America
BAC
$439B
$7.16M 0.16%
337,276
+74,000
+28% +$2.22M
FDN icon
122
First Trust Dow Jones Internet Index Fund ETF
FDN
$5B
$7.16M 0.16%
57,843
+15,421
+36% +$2.14M
EPS icon
123
WisdomTree US LargeCap Fund
EPS
$1.58B
$7.05M 0.16%
250,947
+6,846
+3% +$234K
IGIB icon
124
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$7M 0.16%
127,420
+4,408
+4% +$255K
VIG icon
125
Vanguard Dividend Appreciation ETF
VIG
$113B
$6.98M 0.16%
67,523
-23,480
-26% -$2.8M
3 4
5
6 7

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.