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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IAU icon
101
iShares Gold Trust
IAU
$63B
$9.15M 0.2%
315,380
+234,861
+292% +$6.66M
INKM icon
102
State Street Income Allocation ETF
INKM
$72M
$9.13M 0.2%
266,314
+80,130
+43% +$2.73M
XLV icon
103
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$9.03M 0.2%
88,633
+54,076
+156% +$5.2M
XLY icon
104
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$8.97M 0.19%
143,072
+94,458
+194% +$5.75M
EPS icon
105
WisdomTree US LargeCap Fund
EPS
$1.58B
$8.96M 0.19%
244,101
+23,751
+11% +$831K
D icon
106
Dominion Energy
D
$62.5B
$8.96M 0.19%
108,127
+21,087
+24% +$1.72M
IVE icon
107
iShares S&P 500 Value ETF
IVE
$48.9B
$8.91M 0.19%
68,459
+47,508
+227% +$5.91M
FIXD icon
108
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.23B
$8.89M 0.19%
171,478
+117,886
+220% +$6.17M
QHY
109
WisdomTree U.S. High Yield Corporate Bond Fund
QHY
$238M
$8.74M 0.19%
167,771
+44,185
+36% +$2.28M
GOOGL icon
110
Alphabet (Google) Class A
GOOGL
$3.91T
$8.71M 0.19%
130,020
+27,660
+27% +$1.78M
LMT icon
111
Lockheed Martin
LMT
$134B
$8.62M 0.19%
22,129
+2,577
+13% +$989K
BNDX icon
112
Vanguard Total International Bond ETF
BNDX
$82B
$8.59M 0.19%
151,841
+42,310
+39% +$2.46M
VBK icon
113
Vanguard Small-Cap Growth ETF
VBK
$23.2B
$8.57M 0.19%
43,110
+11,760
+38% +$2.23M
MRK icon
114
Merck
MRK
$324B
$8.36M 0.18%
96,337
+32,402
+51% +$2.66M
XMLV icon
115
Invesco S&P MidCap Low Volatility ETF
XMLV
$759M
$8.28M 0.18%
153,817
+105,361
+217% +$5.58M
INTC icon
116
Intel
INTC
$466B
$7.89M 0.17%
131,837
+15,867
+14% +$888K
SO icon
117
Southern Company
SO
$110B
$7.82M 0.17%
122,795
+8,570
+8% +$531K
SPTM icon
118
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$7.68M 0.17%
192,610
+134,588
+232% +$5.13M
FPE icon
119
First Trust Preferred Securities and Income ETF
FPE
$6.3B
$7.62M 0.17%
379,857
+198,701
+110% +$3.95M
EMHY icon
120
iShares JPMorgan EM High Yield Bond ETF
EMHY
$618M
$7.45M 0.16%
157,514
+3,630
+2% +$169K
SLYG icon
121
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.02B
$7.34M 0.16%
113,842
+29,423
+35% +$1.82M
C icon
122
Citigroup
C
$222B
$7.29M 0.16%
91,252
+12,423
+16% +$918K
GOOG icon
123
Alphabet (Google) Class C
GOOG
$3.9T
$7.29M 0.16%
109,060
+11,780
+12% +$760K
IBM icon
124
IBM
IBM
$202B
$7.23M 0.16%
56,436
+17,045
+43% +$2.22M
RTL
125
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$7.22M 0.16%
544,766
+30,477
+6% +$436K
3 4
5
6 7

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.