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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+3.87%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$1.13B
AUM Growth
+$55.4M
Cap. Flow
+$16.6M
Cap. Flow %
1.46%
Top 10 Hldgs %
40.72%
Holding
481
New
82
Increased
213
Reduced
115
Closed
66

Top Buys

Rank Stock Value
1
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$13.1M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$8.97M
3
IWX icon
iShares Russell Top 200 Value ETF
IWX
+$4.73M
4
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$4.49M
5
FGD icon
First Trust Dow Jones Global Select Dividend Index Fund
FGD
+$4.43M

Top Sells

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$73.8M
2
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$21.2M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17M
4
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$2.3M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$1.95M

Sector Composition

Rank Sector Weight
1 Consumer Staples 2.91%
2 Energy 2.81%
3 Technology 2.62%
4 Healthcare 2.43%
5 Communication Services 2.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XAR icon
101
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.07B
$1.77M 0.16%
+21,227
New +$1.74M
PPL
102
PPL Corp
PPL
$27.3B
$1.73M 0.15%
55,932
+11,196
+25% +$402K
BP icon
103
BP
BP
$113B
$1.68M 0.15%
43,746
-6,253
-13% -$227K
VIG icon
104
Vanguard Dividend Appreciation ETF
VIG
$111B
$1.67M 0.15%
16,361
-1,887
-10% -$186K
DBB icon
105
Invesco DB Base Metals Fund
DBB
$306M
$1.66M 0.15%
85,682
+816
+1% +$15.1K
MMM icon
106
3M
MMM
$89B
$1.62M 0.14%
8,245
+2,661
+48% +$512K
VOD icon
107
Vodafone
VOD
$34.9B
$1.61M 0.14%
50,585
+3,498
+7% +$105K
F icon
108
Ford
F
$57.3B
$1.59M 0.14%
127,243
+7,427
+6% +$91.4K
PFF icon
109
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.59M 0.14%
41,737
+11,920
+40% +$458K
D icon
110
Dominion Energy
D
$62.5B
$1.56M 0.14%
19,252
+1,238
+7% +$100K
CAT icon
111
Caterpillar
CAT
$409B
$1.55M 0.14%
9,831
-6,566
-40% -$911K
NVDA icon
112
NVIDIA
NVDA
$5.01T
$1.51M 0.13%
312,880
+251,600
+411% +$1.25M
MGK icon
113
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$1.51M 0.13%
67,920
+6,550
+11% +$143K
USDU icon
114
WisdomTree Bloomberg US Dollar Bullish Fund
USDU
$472M
$1.49M 0.13%
57,553
-1,047
-2% -$27.3K
EMR icon
115
Emerson Electric
EMR
$82.9B
$1.46M 0.13%
20,938
-8,653
-29% -$561K
DD icon
116
DuPont de Nemours
DD
$18.6B
$1.46M 0.13%
8,077
-3,897
-33% -$702K
BSV icon
117
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.44M 0.13%
18,251
+9,125
+100% +$725K
VCR icon
118
Vanguard Consumer Discretionary ETF
VCR
$5.84B
$1.44M 0.13%
9,241
-7
-0.1% -$1.04K
CL icon
119
Colgate-Palmolive
CL
$72.6B
$1.38M 0.12%
18,281
+175
+1% +$12.8K
OKE icon
120
Oneok
OKE
$58.7B
$1.35M 0.12%
25,288
-5,553
-18% -$296K
HON icon
121
Honeywell
HON
$77B
$1.35M 0.12%
9,750
+1,638
+20% +$220K
VLO icon
122
Valero Energy
VLO
$89.8B
$1.35M 0.12%
14,667
-11,762
-45% -$970K
XLF icon
123
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$1.31M 0.12%
46,886
-30,598
-39% -$823K
RDS.A
124
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$1.29M 0.11%
19,135
+8,879
+87% +$560K
SFM icon
125
Sprouts Farmers Market
SFM
$7.04B
$1.26M 0.11%
51,660
+3,238
+7% +$68.6K
3 4
5
6 7

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BBHC
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AE Wealth Management's Q4 2017 Portfolio in Review

As of Q4 2017, AE Wealth Management held 481 positions worth $1.13B, up 5.1% from $1.08B the previous quarter. Its ten largest holdings account for 41% of the portfolio.

AE Wealth Management's Q4 2017 filing shows 82 new, 213 increased, 115 reduced and 66 closed positions. Its largest new stake was Main Sector Rotation ETF: 147,721 shares worth $4.04M. The largest sale was Vanguard S&P 500 ETF, an estimated $73.8M.

By sector, the portfolio is most concentrated in Consumer Staples at 2.9% of assets, up from 2.7% a quarter earlier, followed by Energy and Technology.

  • AE Wealth Management's largest Q4 2017 buy was Main Sector Rotation ETF: 147,721 shares worth $4.04M.
  • AE Wealth Management added most to VanEck Fallen Angel High Yield Bond ETF in Q4 2017, an estimated $13.1M increase.
  • AE Wealth Management's biggest Q4 2017 reduction was Vanguard S&P 500 ETF, cutting an estimated $73.8M.
  • AE Wealth Management fully exited Schwab US TIPS ETF in Q4 2017, selling an estimated $1.95M.
  • AE Wealth Management's ten largest holdings make up 41% of its $1.13B portfolio in Q4 2017.
  • AE Wealth Management opened 82 new positions and closed 66 in Q4 2017.
  • AE Wealth Management's portfolio value rose 5.1% quarter-over-quarter to $1.13B.

Based on AE Wealth Management's 13F filing for Q4 2017, filed 6 Feb 2018.