We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-3.1%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$16.7B
AUM Growth
+$98.5M
Cap. Flow
+$705M
Cap. Flow %
4.22%
Top 10 Hldgs %
17.77%
Holding
2,115
New
226
Increased
957
Reduced
730
Closed
177

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$67.1M
2
AUGW icon
AllianzIM U.S. Equity Buffer20 Aug ETF
AUGW
+$66.7M
3
XHLF icon
BondBloxx Bloomberg Six Month Target Duration US Treasury ETF
XHLF
+$58.8M
4
AAPL icon
Apple
AAPL
+$36.6M
5
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$34.6M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$49.8M
2
VTV icon
Vanguard Morningstar Value ETF
VTV
+$33.4M
3
XJUN icon
FT Vest US Equity Enhance & Moderate Buffer ETF June
XJUN
+$31.6M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$27.6M
5
SPSB icon
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
+$24.4M

Sector Composition

Rank Sector Weight
1 Technology 10.23%
2 Financials 4.58%
3 Healthcare 3.91%
4 Consumer Discretionary 3.63%
5 Consumer Staples 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IGEB icon
1201
iShares Investment Grade Systematic Bond ETF
IGEB
$1.45B
$776K ﹤0.01%
18,299
-1,603
-8% -$69.6K
HUBB icon
1202
Hubbell
HUBB
$24.4B
$771K ﹤0.01%
2,461
-2,582
-51% -$822K
USXF icon
1203
iShares ESG Advanced MSCI USA ETF
USXF
$1.37B
$771K ﹤0.01%
22,245
-2,699
-11% -$97.6K
FRI icon
1204
First Trust S&P REIT Index Fund
FRI
$193M
$770K ﹤0.01%
33,692
+2,636
+8% +$64.6K
SNA icon
1205
Snap-on
SNA
$21.5B
$769K ﹤0.01%
3,017
-1,240
-29% -$335K
PXF icon
1206
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
$2.83B
$766K ﹤0.01%
17,595
+4,746
+37% +$214K
DTM icon
1207
DT Midstream
DTM
$13.9B
$761K ﹤0.01%
14,372
+155
+1% +$8.09K
TQQQ icon
1208
ProShares UltraPro QQQ
TQQQ
$28.6B
$760K ﹤0.01%
42,654
+5,738
+16% +$116K
NVEE
1209
DELISTED
NV5 Global
NVEE
$757K ﹤0.01%
31,464
+608
+2% +$15.7K
CR icon
1210
Crane Co
CR
$11.9B
$756K ﹤0.01%
8,515
-34
-0.4% -$3.03K
LGH icon
1211
HCM Defender 500 Index ETF
LGH
$556M
$751K ﹤0.01%
20,110
+11,107
+123% +$438K
GNRC icon
1212
Generac Holdings
GNRC
$11.5B
$750K ﹤0.01%
+6,887
New +$852K
WELL icon
1213
Welltower
WELL
$174B
$745K ﹤0.01%
9,096
+580
+7% +$47.7K
DTD icon
1214
WisdomTree US Total Dividend Fund
DTD
$1.64B
$745K ﹤0.01%
12,375
+240
+2% +$15K
GEHC icon
1215
GE HealthCare
GEHC
$32.5B
$735K ﹤0.01%
10,810
+420
+4% +$30.6K
DPZ icon
1216
Domino's
DPZ
$11.9B
$735K ﹤0.01%
+1,941
New +$747K
CALM icon
1217
Cal-Maine
CALM
$4.43B
$733K ﹤0.01%
+15,140
New +$704K
BGS icon
1218
B&G Foods
BGS
$303M
$731K ﹤0.01%
73,909
+5,087
+7% +$63.1K
CHD icon
1219
Church & Dwight Co
CHD
$23.7B
$730K ﹤0.01%
7,966
+409
+5% +$39.2K
PBR icon
1220
Petrobras
PBR
$120B
$724K ﹤0.01%
48,312
+37,598
+351% +$535K
DEO icon
1221
Diageo
DEO
$49.6B
$721K ﹤0.01%
4,834
-100
-2% -$16.7K
ESGE icon
1222
iShares ESG Aware MSCI EM ETF
ESGE
$6.27B
$721K ﹤0.01%
23,814
-6,466
-21% -$205K
GBDC icon
1223
Golub Capital BDC
GBDC
$3.33B
$721K ﹤0.01%
49,145
-8,703
-15% -$123K
HSIC icon
1224
Henry Schein
HSIC
$9.78B
$721K ﹤0.01%
9,708
-41
-0.4% -$3.16K
HYS icon
1225
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.74B
$719K ﹤0.01%
7,967
+979
+14% +$88.9K
47 48
49
50 51

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2023 Portfolio in Review

As of Q3 2023, AE Wealth Management held 2,115 positions worth $16.7B, up 0.59% from $16.6B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

AE Wealth Management deployed $705M of net new capital in Q3 2023, opening 226 new positions and adding to 957 existing holdings. Its largest new stake was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.

By sector, the portfolio is most concentrated in Technology at 10% of assets, up from 10% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Vanguard Morningstar Growth ETF, an estimated $49.8M trimmed.

  • AE Wealth Management's largest Q3 2023 buy was AllianzIM U.S. Equity Buffer20 Aug ETF: 2,707,545 shares worth $65.7M.
  • AE Wealth Management added most to Janus Henderson Short Duration Income ETF in Q3 2023, an estimated $67.1M increase.
  • AE Wealth Management's biggest Q3 2023 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $49.8M.
  • AE Wealth Management fully exited AllianzIM U.S. Equity Buffer10 Apr ETF in Q3 2023, selling an estimated $4.79M.
  • AE Wealth Management's ten largest holdings make up 18% of its $16.7B portfolio in Q3 2023.
  • AE Wealth Management opened 226 new positions and closed 177 in Q3 2023.
  • AE Wealth Management's portfolio value rose 0.59% quarter-over-quarter to $16.7B.

Based on AE Wealth Management's 13F filing for Q3 2023, filed 11 Oct 2023.