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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+5.97%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.5B
AUM Growth
+$1.71B
Cap. Flow
+$1.08B
Cap. Flow %
6.97%
Top 10 Hldgs %
18.75%
Holding
2,042
New
231
Increased
922
Reduced
677
Closed
176

Top Buys

Rank Stock Value
1
DFSU
Dimensional US Sustainability Core 1 ETF
DFSU
+$151M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$141M
3
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$87.2M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$69.4M
5
SGOV icon
iShares 0-3 Month Treasury Bond ETF
SGOV
+$45.7M

Top Sells

Rank Stock Value
1
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$107M
2
DFAU icon
Dimensional US Core Equity Market ETF
DFAU
+$92.3M
3
ESGU icon
iShares ESG Aware MSCI USA ETF
ESGU
+$58.5M
4
SPYM
State Street SPDR Portfolio S&P 500 ETF
SPYM
+$31.9M
5
MOHR
Mohr Growth ETF
MOHR
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 8.52%
2 Financials 4.7%
3 Healthcare 3.73%
4 Consumer Discretionary 3.41%
5 Energy 3.36%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFG icon
1201
American Financial Group
AFG
$11.9B
$693K ﹤0.01%
5,701
+405
+8% +$53.4K
BYLD icon
1202
iShares Yield Optimized Bond ETF
BYLD
$447M
$692K ﹤0.01%
31,389
+818
+3% +$17.9K
FTXO icon
1203
First Trust Nasdaq Bank ETF
FTXO
$302M
$688K ﹤0.01%
32,381
+9,904
+44% +$259K
ARKQ icon
1204
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.81B
$686K ﹤0.01%
13,642
-480
-3% -$22.8K
MLPX icon
1205
Global X MLP & Energy Infrastructure ETF
MLPX
$3.58B
$686K ﹤0.01%
17,161
-1,457
-8% -$59.4K
TPG icon
1206
TPG
TPG
$6.76B
$683K ﹤0.01%
+23,270
New +$731K
CHKP icon
1207
Check Point Software Technologies
CHKP
$14.3B
$683K ﹤0.01%
5,250
-5
-0.1% -$636
CHD icon
1208
Church & Dwight Co
CHD
$23.7B
$680K ﹤0.01%
7,693
+722
+10% +$60.3K
WIX icon
1209
WIX.com
WIX
$2.56B
$679K ﹤0.01%
+6,804
New +$598K
ACHC icon
1210
Acadia Healthcare
ACHC
$2.55B
$677K ﹤0.01%
9,377
-273
-3% -$21.3K
LCTU icon
1211
iShares U.S. Carbon Transition Readiness Aware Active ETF
LCTU
$1.19B
$671K ﹤0.01%
14,839
-515
-3% -$22.8K
SLY
1212
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
$671K ﹤0.01%
7,987
-60
-0.7% -$5.21K
EWX icon
1213
State Street SPDR S&P Emerging Markets Small Cap ETF
EWX
$642M
$670K ﹤0.01%
13,221
+504
+4% +$25.6K
FNB icon
1214
FNB Corp
FNB
$6.76B
$666K ﹤0.01%
57,436
+43,917
+325% +$586K
DHI icon
1215
D.R. Horton
DHI
$41.2B
$665K ﹤0.01%
6,807
-13,121
-66% -$1.25M
TXNM
1216
TXNM Energy Inc
TXNM
$6.39B
$665K ﹤0.01%
13,651
+274
+2% +$13.4K
AMLP icon
1217
Alerian MLP ETF
AMLP
$12.9B
$664K ﹤0.01%
17,191
+1,025
+6% +$40.2K
GEHC icon
1218
GE HealthCare
GEHC
$32.5B
$663K ﹤0.01%
+8,082
New +$577K
ARI
1219
Apollo Commercial Real Estate
ARI
$864M
$663K ﹤0.01%
71,176
+17,820
+33% +$197K
BSCP
1220
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$663K ﹤0.01%
32,668
+835
+3% +$16.9K
MDIV icon
1221
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$431M
$661K ﹤0.01%
45,105
-147
-0.3% -$2.25K
PLUG icon
1222
Plug Power
PLUG
$2.65B
$661K ﹤0.01%
56,363
+1,091
+2% +$15.6K
MFC icon
1223
Manulife Financial
MFC
$73B
$658K ﹤0.01%
35,835
-9,722
-21% -$185K
VRT icon
1224
Vertiv
VRT
$85.9B
$657K ﹤0.01%
45,882
+2,403
+6% +$35.3K
PYCR
1225
DELISTED
Paycor HCM, Inc. Common Stock
PYCR
$655K ﹤0.01%
+24,712
New +$611K
47 48
49
50 51

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2023 Portfolio in Review

As of Q1 2023, AE Wealth Management held 2,042 positions worth $15.5B, up 12% from $13.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

AE Wealth Management deployed $1.08B of net new capital in Q1 2023, opening 231 new positions and adding to 922 existing holdings. Its largest new stake was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 7.5% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, an estimated $107M trimmed.

  • AE Wealth Management's largest Q1 2023 buy was Dimensional US Sustainability Core 1 ETF: 5,761,921 shares worth $153M.
  • AE Wealth Management added most to iShares 20+ Year Treasury Bond ETF in Q1 2023, an estimated $141M increase.
  • AE Wealth Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg 1-3 Month T-Bill ETF, cutting an estimated $107M.
  • AE Wealth Management fully exited First Trust NASDAQ ABA Community Bank Index Fund in Q1 2023, selling an estimated $10.2M.
  • AE Wealth Management's ten largest holdings make up 19% of its $15.5B portfolio in Q1 2023.
  • AE Wealth Management opened 231 new positions and closed 176 in Q1 2023.
  • AE Wealth Management's portfolio value rose 12% quarter-over-quarter to $15.5B.

Based on AE Wealth Management's 13F filing for Q1 2023, filed 14 Apr 2023.