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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLPA icon
1201
Global X MLP ETF
MLPA
$2.26B
$573K ﹤0.01%
16,378
+2,205
+16% +$79.1K
GLPI icon
1202
Gaming and Leisure Properties
GLPI
$13B
$570K ﹤0.01%
11,722
+144
+1% +$6.85K
MFC icon
1203
Manulife Financial
MFC
$73B
$570K ﹤0.01%
29,872
+12,011
+67% +$233K
NEWT icon
1204
NewtekOne
NEWT
$426M
$570K ﹤0.01%
20,618
+683
+3% +$20K
FSEP icon
1205
FT Vest US Equity Buffer ETF September
FSEP
$1.2B
$569K ﹤0.01%
15,788
+3,324
+27% +$117K
QVCGA
1206
DELISTED
QVC Group Inc Series A
QVCGA
$569K ﹤0.01%
1,496
-109
-7% -$49.2K
DDOG icon
1207
Datadog
DDOG
$94B
$567K ﹤0.01%
3,186
+1,451
+84% +$246K
TAN icon
1208
Invesco Solar ETF
TAN
$1.37B
$567K ﹤0.01%
7,364
-28,722
-80% -$2.52M
JPC icon
1209
Nuveen Preferred & Income Opportunities Fund
JPC
$2.88B
$566K ﹤0.01%
58,027
+1,631
+3% +$15.8K
B
1210
Barrick Mining
B
$60.9B
$565K ﹤0.01%
29,737
+250
+0.8% +$4.75K
YOLO icon
1211
AdvisorShares Pure Cannabis ETF
YOLO
$28.8M
$565K ﹤0.01%
43,500
-3,650
-8% -$54.6K
FHN icon
1212
First Horizon
FHN
$12.2B
$564K ﹤0.01%
34,525
-2,694
-7% -$44.9K
RIVN icon
1213
Rivian
RIVN
$23.6B
$564K ﹤0.01%
+5,436
New +$626K
FLRN icon
1214
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$563K ﹤0.01%
18,412
-204
-1% -$6.25K
CG icon
1215
Carlyle Group
CG
$16.1B
$561K ﹤0.01%
10,217
-844
-8% -$46K
ACHC icon
1216
Acadia Healthcare
ACHC
$2.52B
$560K ﹤0.01%
9,223
+173
+2% +$10.3K
DJUL icon
1217
FT Vest US Equity Deep Buffer ETF July
DJUL
$427M
$555K ﹤0.01%
16,462
+5,173
+46% +$172K
NOK icon
1218
Nokia
NOK
$46.9B
$555K ﹤0.01%
89,214
+49,172
+123% +$287K
SNPS icon
1219
Synopsys
SNPS
$71.6B
$554K ﹤0.01%
1,504
+701
+87% +$236K
TMFC icon
1220
Motley Fool 100 Index ETF
TMFC
$1.99B
$552K ﹤0.01%
12,499
-755
-6% -$32.4K
BIDU icon
1221
Baidu
BIDU
$35.7B
$551K ﹤0.01%
3,704
-573
-13% -$89.5K
CME icon
1222
CME Group
CME
$95.4B
$549K ﹤0.01%
2,405
+200
+9% +$44K
TOTL icon
1223
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.1B
$548K ﹤0.01%
+11,586
New +$553K
MARA icon
1224
Marathon Digital Holdings
MARA
$3.83B
$546K ﹤0.01%
16,605
-2,242
-12% -$107K
KRG icon
1225
Kite Realty
KRG
$5.86B
$544K ﹤0.01%
+24,975
New +$534K
47 48
49
50 51

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SA
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NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.