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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TREX icon
1201
Trex
TREX
$4.4B
$463K ﹤0.01%
4,538
+2,445
+117% +$256K
MASI
1202
DELISTED
Masimo
MASI
$459K ﹤0.01%
1,694
+166
+11% +$45K
FAST icon
1203
Fastenal
FAST
$54.4B
$458K ﹤0.01%
17,730
+478
+3% +$13K
PNTG icon
1204
Pennant Group
PNTG
$1.45B
$458K ﹤0.01%
16,287
-685
-4% -$22.4K
FLO icon
1205
Flowers Foods
FLO
$1.62B
$455K ﹤0.01%
19,255
-4,375
-19% -$104K
FNDA icon
1206
Schwab Fundamental US Small Company Index ETF
FNDA
$9.14B
$454K ﹤0.01%
17,246
+1,522
+10% +$40.4K
GCC icon
1207
WisdomTree Enhanced Commodity Strategy Fund
GCC
$269M
$453K ﹤0.01%
20,314
-27,020
-57% -$595K
SMG icon
1208
ScottsMiracle-Gro
SMG
$4.02B
$452K ﹤0.01%
3,086
-90
-3% -$14.7K
USCI icon
1209
US Commodity Index
USCI
$370M
$452K ﹤0.01%
11,059
+478
+5% +$19.2K
SWK icon
1210
Stanley Black & Decker
SWK
$14.3B
$451K ﹤0.01%
2,570
+612
+31% +$119K
NVAX icon
1211
Novavax
NVAX
$1.2B
$447K ﹤0.01%
2,155
+392
+22% +$86.4K
OPK icon
1212
Opko Health
OPK
$1.07B
$447K ﹤0.01%
122,348
-2,616
-2% -$9.74K
HQH
1213
abrdn Healthcare Investors
HQH
$1.26B
$446K ﹤0.01%
17,427
-776
-4% -$20.4K
CLOU icon
1214
Global X Cloud Computing ETF
CLOU
$234M
$445K ﹤0.01%
15,209
-339
-2% -$10K
TRIP icon
1215
TripAdvisor
TRIP
$1.7B
$445K ﹤0.01%
+13,137
New +$471K
HWC icon
1216
Hancock Whitney
HWC
$6.21B
$442K ﹤0.01%
9,371
-1,959
-17% -$86.8K
FAAR icon
1217
First Trust Alternative Absolute Return Strategy ETF
FAAR
$192M
$441K ﹤0.01%
14,413
+1,582
+12% +$47.3K
BJUN icon
1218
Innovator US Equity Buffer ETF June
BJUN
$311M
$439K ﹤0.01%
13,390
+399
+3% +$13.2K
IJK icon
1219
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.6B
$438K ﹤0.01%
5,528
+36
+0.7% +$2.92K
PFEB icon
1220
Innovator US Equity Power Buffer ETF February
PFEB
$909M
$438K ﹤0.01%
15,326
-6,580
-30% -$188K
FLTB icon
1221
Fidelity Limited Term Bond ETF
FLTB
$415M
$432K ﹤0.01%
8,273
-1,071
-11% -$56.2K
CTXS
1222
DELISTED
Citrix Systems Inc
CTXS
$431K ﹤0.01%
4,012
-4,340
-52% -$469K
SGOL icon
1223
abrdn Physical Gold Shares ETF
SGOL
$6.84B
$430K ﹤0.01%
25,502
+4,970
+24% +$85.4K
IXJ icon
1224
iShares Global Healthcare ETF
IXJ
$4.18B
$429K ﹤0.01%
5,120
+268
+6% +$23.2K
AMC icon
1225
AMC Entertainment Holdings
AMC
$2.36B
$428K ﹤0.01%
1,124
+96
+9% +$38.7K
47 48
49
50 51

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.