We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEL icon
1201
TE Connectivity
TEL
$60B
$250K ﹤0.01%
+2,061
New +$227K
MRO
1202
DELISTED
Marathon Oil Corporation
MRO
$250K ﹤0.01%
37,463
-25,907
-41% -$139K
PEJ icon
1203
Invesco Leisure and Entertainment ETF
PEJ
$263M
$249K ﹤0.01%
+6,208
New +$218K
PMAR icon
1204
Innovator US Equity Power Buffer ETF March
PMAR
$752M
$248K ﹤0.01%
+8,731
New +$245K
VRTX icon
1205
Vertex Pharmaceuticals
VRTX
$123B
$248K ﹤0.01%
1,049
-3,355
-76% -$770K
BEN icon
1206
Franklin Resources
BEN
$16.8B
$247K ﹤0.01%
+9,870
New +$220K
ICLN icon
1207
iShares Global Clean Energy ETF
ICLN
$2.22B
$247K ﹤0.01%
+8,745
New +$197K
KJAN icon
1208
Innovator US Small Cap Power Buffer ETF January
KJAN
$322M
$247K ﹤0.01%
8,500
-500
-6% -$13.8K
ADSK icon
1209
Autodesk
ADSK
$51.8B
$246K ﹤0.01%
+806
New +$212K
KNOP icon
1210
KNOT Offshore Partners
KNOP
$354M
$246K ﹤0.01%
16,361
+131
+0.8% +$1.83K
REET icon
1211
iShares Global REIT ETF
REET
$5.14B
$245K ﹤0.01%
10,220
-930
-8% -$20.9K
SPHQ icon
1212
Invesco S&P 500 Quality ETF
SPHQ
$19B
$245K ﹤0.01%
5,815
+312
+6% +$12.5K
TLH icon
1213
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$245K ﹤0.01%
+1,538
New +$249K
WST icon
1214
West Pharmaceutical
WST
$23.7B
$244K ﹤0.01%
860
+69
+9% +$19.4K
BRSP
1215
BrightSpire Capital
BRSP
$634M
$242K ﹤0.01%
32,326
-16,519
-34% -$107K
CNC icon
1216
Centene
CNC
$30.5B
$242K ﹤0.01%
4,027
+491
+14% +$31.2K
FTXR icon
1217
First Trust Nasdaq Transportation ETF
FTXR
$1.07B
$242K ﹤0.01%
+8,636
New +$226K
SAP icon
1218
SAP
SAP
$215B
$242K ﹤0.01%
1,854
+94
+5% +$12.1K
UTF icon
1219
Cohen & Steers Infrastructure Fund
UTF
$3.09B
$240K ﹤0.01%
9,306
-939
-9% -$23.1K
FXN icon
1220
First Trust Energy AlphaDEX Fund
FXN
$379M
$237K ﹤0.01%
+29,890
New +$205K
HNI icon
1221
HNI Corp
HNI
$3.08B
$237K ﹤0.01%
6,867
+56
+0.8% +$2.01K
MKTX icon
1222
MarketAxess Holdings
MKTX
$4.47B
$237K ﹤0.01%
416
-68
-14% -$37K
MODV
1223
DELISTED
ModivCare
MODV
$237K ﹤0.01%
+1,708
New +$212K
APH icon
1224
Amphenol
APH
$185B
$236K ﹤0.01%
+7,220
New +$222K
ICF icon
1225
iShares Select U.S. REIT ETF
ICF
$2.13B
$235K ﹤0.01%
4,361
-1,031
-19% -$54.6K
47 48
49
50 51

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.