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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDIV icon
1201
Global X SuperDividend ETF
SDIV
$1.21B
$122K ﹤0.01%
3,788
-1,020
-21% -$34.3K
AXTI icon
1202
AXT Inc
AXTI
$2.42B
$119K ﹤0.01%
19,419
+500
+3% +$2.54K
GEO icon
1203
The GEO Group
GEO
$4B
$119K ﹤0.01%
10,515
-171
-2% -$1.91K
BXMX
1204
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$114K ﹤0.01%
10,063
-1,242
-11% -$14.2K
ETW
1205
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.01B
$114K ﹤0.01%
13,341
+1,104
+9% +$9.76K
MFIC icon
1206
MidCap Financial Investment
MFIC
$801M
$114K ﹤0.01%
13,820
+3,060
+28% +$28.3K
CXP
1207
DELISTED
COLUMBIA PROPERTY TRUST, INC.
CXP
$114K ﹤0.01%
10,451
+5
+0% +$60
VGR
1208
DELISTED
Vector Group Ltd.
VGR
$112K ﹤0.01%
16,349
-636
-4% -$4.33K
HLIT icon
1209
Harmonic Inc
HLIT
$1.15B
$107K ﹤0.01%
19,248
-1,167
-6% -$6.61K
CX icon
1210
Cemex
CX
$16.9B
$106K ﹤0.01%
27,951
+1,107
+4% +$3.62K
TCPC icon
1211
BlackRock TCP Capital
TCPC
$278M
$106K ﹤0.01%
10,851
-1,388
-11% -$13.5K
APTS
1212
DELISTED
Preferred Apartment Communities, Inc.
APTS
$104K ﹤0.01%
19,217
+5,747
+43% +$39.1K
RTLR
1213
DELISTED
Rattler Midstream LP Common Units
RTLR
$103K ﹤0.01%
+17,295
New +$136K
LEO
1214
BNY Mellon Strategic Municipals
LEO
$386M
$100K ﹤0.01%
12,025
+3
+0% +$25
PMM
1215
Franklin Managed Municipal Income Trust
PMM
$270M
$97K ﹤0.01%
12,649
-1,000
-7% -$7.76K
X
1216
DELISTED
US Steel
X
$94K ﹤0.01%
12,784
-1,597
-11% -$12.1K
EXG icon
1217
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$2.91B
$90K ﹤0.01%
12,190
-70
-0.6% -$532
SKT icon
1218
Tanger
SKT
$4.78B
$90K ﹤0.01%
14,887
+211
+1% +$1.32K
FEI
1219
DELISTED
FIRST TRUST MLP AND ENERGY INCOME FUND
FEI
$90K ﹤0.01%
+19,356
New +$101K
WPRT
1220
Westport Fuel Systems
WPRT
$31.9M
$87K ﹤0.01%
5,311
– –
OSBC icon
1221
Old Second Bancorp
OSBC
$1.29B
$83K ﹤0.01%
11,127
+11
+0.1% +$88
JMIA
1222
Jumia Technologies
JMIA
$708M
$81K ﹤0.01%
+10,091
New +$102K
TEI
1223
Templeton Emerging Markets Income Fund
TEI
$310M
$80K ﹤0.01%
10,788
+635
+6% +$4.85K
CPE
1224
DELISTED
Callon Petroleum Company
CPE
$77K ﹤0.01%
+15,908
New +$140K
HL icon
1225
Hecla Mining
HL
$9.49B
$67K ﹤0.01%
+13,128
New +$69.4K
47 48
49
50 51

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BBHC
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TAF
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JAM
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CWP
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HNB
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NAM
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AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.