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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-12.9%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.35B
AUM Growth
-$257M
Cap. Flow
+$729M
Cap. Flow %
16.75%
Top 10 Hldgs %
26.82%
Holding
1,319
New
193
Increased
528
Reduced
364
Closed
213

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$259M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$36.2M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$35.8M
4
VGIT icon
Vanguard Intermediate-Term Treasury ETF
VGIT
+$35.4M
5
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$27.4M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$29.9M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$17.4M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$16M
4
AIVL icon
WisdomTree US AI Enhanced Value Fund
AIVL
+$13.6M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.9M

Sector Composition

Rank Sector Weight
1 Technology 6.91%
2 Healthcare 3.19%
3 Financials 3.18%
4 Consumer Discretionary 2.72%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IWO icon
1201
iShares Russell 2000 Growth ETF
IWO
$14.1B
– –
-1,699
Closed -$364K
IYC icon
1202
iShares US Consumer Discretionary ETF
IYC
$1.16B
– –
-6,508
Closed -$371K
JCI icon
1203
Johnson Controls International
JCI
$85.1B
– –
-7,106
Closed -$289K
JPIN icon
1204
JPMorgan Diversified Return International Equity ETF
JPIN
$364M
– –
-6,169
Closed -$352K
KBWY icon
1205
Invesco KBW Premium Yield Equity REIT ETF
KBWY
$320M
– –
-52,226
Closed -$1.63M
KIE icon
1206
State Street SPDR S&P Insurance ETF
KIE
$664M
– –
-7,945
Closed -$281K
KKR icon
1207
KKR & Co
KKR
$89.1B
– –
-9,400
Closed -$274K
KMX icon
1208
CarMax
KMX
$8.39B
– –
-7,087
Closed -$621K
KOP icon
1209
Koppers
KOP
$946M
– –
-6,798
Closed -$260K
LADR
1210
Ladder Capital
LADR
$1.24B
– –
-102,309
Closed -$1.85M
LFT
1211
Lument Finance Trust
LFT
$38.6M
– –
-85,204
Closed -$275K
LNG icon
1212
Cheniere Energy
LNG
$54.2B
– –
-4,154
Closed -$254K
LSAF icon
1213
LeaderShares AlphaFactor US Core Equity ETF
LSAF
$124M
– –
-14,565
Closed -$392K
LXP icon
1214
LXP Industrial Trust
LXP
$3.52B
– –
-49,576
Closed -$2.63M
LYB icon
1215
LyondellBasell Industries
LYB
$19.5B
– –
-10,792
Closed -$1.02M
MCHP icon
1216
Microchip Technology
MCHP
$38.8B
– –
-9,924
Closed -$520K
MDYV icon
1217
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.76B
– –
-8,167
Closed -$447K
MFC icon
1218
Manulife Financial
MFC
$73B
– –
-19,431
Closed -$394K
MFIC icon
1219
MidCap Financial Investment
MFIC
$801M
– –
-26,258
Closed -$458K
MJ icon
1220
Amplify Alternative Harvest ETF
MJ
$96.9M
– –
-825
Closed -$170K
MLM icon
1221
Martin Marietta Materials
MLM
$34.2B
– –
-841
Closed -$235K
CALY
1222
Callaway Golf Company
CALY
$3.28B
– –
-10,059
Closed -$213K
MTN icon
1223
Vail Resorts
MTN
$5.7B
– –
-3,264
Closed -$783K
MUFG icon
1224
Mitsubishi UFJ Financial
MUFG
$247B
– –
-16,209
Closed -$88K
NEWT icon
1225
NewtekOne
NEWT
$426M
– –
-27,871
Closed -$631K
47 48
49
50 51

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NC
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BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q1 2020 Portfolio in Review

As of Q1 2020, AE Wealth Management held 1,319 positions worth $4.35B, down 5.6% from $4.61B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

AE Wealth Management deployed $729M of net new capital in Q1 2020, opening 193 new positions and adding to 528 existing holdings. Its largest new stake was ARK Innovation ETF: 108,504 shares worth $4.77M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.2% a quarter earlier, followed by Healthcare and Financials.

On the sell side, the largest reduction was iShares Core US Aggregate Bond ETF, an estimated $29.9M trimmed.

  • AE Wealth Management's largest Q1 2020 buy was ARK Innovation ETF: 108,504 shares worth $4.77M.
  • AE Wealth Management added most to iShares 0-1 Year Treasury Bond ETF in Q1 2020, an estimated $259M increase.
  • AE Wealth Management's biggest Q1 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $29.9M.
  • AE Wealth Management fully exited State Street SPDR S&P Health Care Equipment ETF in Q1 2020, selling an estimated $9.98M.
  • AE Wealth Management's ten largest holdings make up 27% of its $4.35B portfolio in Q1 2020.
  • AE Wealth Management opened 193 new positions and closed 213 in Q1 2020.
  • AE Wealth Management's portfolio value fell 5.6% quarter-over-quarter to $4.35B.

Based on AE Wealth Management's 13F filing for Q1 2020, filed 7 May 2020.