We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAH icon
1176
Booz Allen Hamilton
BAH
$8.8B
$489K ﹤0.01%
+6,161
New +$515K
RJI
1177
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Total Return
RJI
$486K ﹤0.01%
72,472
+2,818
+4% +$17.9K
USO icon
1178
United States Oil Fund
USO
$2B
$485K ﹤0.01%
9,230
-4,100
-31% -$201K
DFEB icon
1179
FT Vest US Equity Deep Buffer ETF February
DFEB
$459M
$483K ﹤0.01%
14,099
-5,187
-27% -$179K
PAPR icon
1180
Innovator US Equity Power Buffer ETF April
PAPR
$949M
$483K ﹤0.01%
16,916
+1,120
+7% +$32.1K
PMAR icon
1181
Innovator US Equity Power Buffer ETF March
PMAR
$757M
$483K ﹤0.01%
15,751
– –
FBT icon
1182
First Trust NYSE Arca Biotechnology Index Fund
FBT
$2.85B
$482K ﹤0.01%
2,901
+491
+20% +$83.9K
HPE icon
1183
Hewlett Packard
HPE
$60.4B
$482K ﹤0.01%
33,815
-3,856
-10% -$55.7K
FITB
1184
Fifth Third Bancorp
FITB
$52.4B
$481K ﹤0.01%
11,343
+1,910
+20% +$73.2K
VTRS icon
1185
Viatris
VTRS
$20.8B
$481K ﹤0.01%
35,487
+1,621
+5% +$23K
DXCM icon
1186
DexCom
DXCM
$28.9B
$478K ﹤0.01%
3,496
+24
+0.7% +$3.03K
VYMI icon
1187
Vanguard International High Dividend Yield ETF
VYMI
$20.4B
$477K ﹤0.01%
7,221
-26,691
-79% -$1.81M
WTRU
1188
DELISTED
Essential Utilities, Inc.6.00% Tangible Equity Units
WTRU
$476K ﹤0.01%
8,286
+192
+2% +$11.5K
KNSL icon
1189
Kinsale Capital Group
KNSL
$8.43B
$474K ﹤0.01%
+2,934
New +$509K
ICF icon
1190
iShares Select U.S. REIT ETF
ICF
$2.13B
$473K ﹤0.01%
7,226
-1,442
-17% -$98.8K
PHO icon
1191
Invesco Water Resources ETF
PHO
$2.05B
$473K ﹤0.01%
8,652
+4,155
+92% +$236K
SP
1192
DELISTED
SP Plus Corporation
SP
$472K ﹤0.01%
15,378
+1,299
+9% +$40.3K
FDVV icon
1193
Fidelity High Dividend ETF
FDVV
$10.2B
$470K ﹤0.01%
12,700
+3,067
+32% +$117K
NFLT icon
1194
Virtus Newfleet Multi-Sector Bond ETF
NFLT
$447M
$469K ﹤0.01%
18,478
+1,147
+7% +$29.2K
EPAM icon
1195
EPAM Systems
EPAM
$5.25B
$468K ﹤0.01%
+821
New +$483K
GRID
1196
First Trust NASDAQ Clean Edge Smart Grid Infrastructure Index Fund
GRID
$11.1B
$468K ﹤0.01%
5,049
+2,399
+91% +$231K
SFL icon
1197
SFL Corp
SFL
$1.61B
$466K ﹤0.01%
55,606
+3
+0% +$23
CSQ icon
1198
Calamos Strategic Total Return Fund
CSQ
$3.19B
$465K ﹤0.01%
26,214
+3,176
+14% +$58.5K
HYG icon
1199
PUT
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$15.9B
$465K ﹤0.01%
322,200
-98,100
-23% -$8.6M
DNP icon
1200
DNP Select Income Fund
DNP
$4.14B
$463K ﹤0.01%
43,470
+8,443
+24% +$90.5K
46 47
48
49 50

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.