We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
Cap. Flow
+$888M
Cap. Flow %
10.07%
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$53.7M
2
GLD icon
SPDR Gold Trust
GLD
+$44.9M
3
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$41.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$41.5M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$40.7M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$65.6M
2
SJNK icon
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
+$47.7M
3
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$31.3M
4
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$23.8M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$15.7M

Sector Composition

Rank Sector Weight
1 Technology 8.44%
2 Consumer Discretionary 3.81%
3 Financials 3.64%
4 Healthcare 3.17%
5 Communication Services 3%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MAIN icon
1176
Main Street Capital
MAIN
$5.05B
$273K ﹤0.01%
8,468
-1,507
-15% -$46.3K
AGR
1177
DELISTED
Avangrid, Inc.
AGR
$272K ﹤0.01%
5,988
+1,749
+41% +$85.9K
HYI
1178
Western Asset High Yield Opportunity Fund Inc
HYI
$133M
$271K ﹤0.01%
+17,562
New +$259K
TFI icon
1179
State Street SPDR Nuveen ICE Municipal Bond ETF
TFI
$3.06B
$270K ﹤0.01%
5,153
+1,138
+28% +$59.3K
NVO
1180
Novo Nordisk
NVO
$228B
$269K ﹤0.01%
7,708
-272
-3% -$9.4K
TMFC icon
1181
Motley Fool 100 Index ETF
TMFC
$1.99B
$269K ﹤0.01%
+7,603
New +$253K
HLT icon
1182
Hilton Worldwide
HLT
$72.4B
$268K ﹤0.01%
+2,410
New +$239K
HTGC icon
1183
Hercules Capital
HTGC
$2.99B
$268K ﹤0.01%
18,598
+1,097
+6% +$14K
VTHR icon
1184
Vanguard Russell 3000 ETF
VTHR
$4.57B
$268K ﹤0.01%
1,539
+64
+4% +$10.5K
EMQQ icon
1185
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$269M
$265K ﹤0.01%
+4,174
New +$244K
TTWO icon
1186
Take-Two Interactive
TTWO
$46.1B
$265K ﹤0.01%
1,276
-129
-9% -$22.6K
ALK icon
1187
Alaska Air
ALK
$5.11B
$264K ﹤0.01%
+5,069
New +$228K
PSEC icon
1188
Prospect Capital
PSEC
$1.08B
$263K ﹤0.01%
48,582
-17,981
-27% -$94.7K
RRX icon
1189
Regal Rexnord
RRX
$12.5B
$261K ﹤0.01%
2,128
-66
-3% -$7.29K
NVST icon
1190
Envista
NVST
$4.62B
$256K ﹤0.01%
+7,589
New +$220K
DNP icon
1191
DNP Select Income Fund
DNP
$4.14B
$255K ﹤0.01%
24,817
-3,126
-11% -$32K
UBS icon
1192
UBS Group
UBS
$170B
$255K ﹤0.01%
18,062
+628
+4% +$8.31K
ZS icon
1193
Zscaler
ZS
$24.9B
$254K ﹤0.01%
+1,271
New +$202K
ERIC icon
1194
Ericsson
ERIC
$32.1B
$252K ﹤0.01%
21,072
+2,449
+13% +$28.7K
FEMB icon
1195
First Trust Emerging Markets Local Currency Bond ETF
FEMB
$355M
$252K ﹤0.01%
6,618
+324
+5% +$11.7K
HASI icon
1196
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$4.81B
$252K ﹤0.01%
+3,969
New +$203K
NTR icon
1197
Nutrien
NTR
$33.9B
$251K ﹤0.01%
+5,218
New +$231K
OXY icon
1198
Occidental Petroleum
OXY
$55.7B
$251K ﹤0.01%
14,501
-68,026
-82% -$933K
QQQX icon
1199
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.41B
$251K ﹤0.01%
+9,661
New +$239K
SCI icon
1200
Service Corp International
SCI
$11.8B
$251K ﹤0.01%
5,104
-16
-0.3% -$760
46 47
48
49 50

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return
NAM
Nissay Asset Management Tokyo, Japan $18.9B AUM 27.21% 1-Year Est. Return

AE Wealth Management's Q4 2020 Portfolio in Review

As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.

By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.

  • AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
  • AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
  • AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
  • AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
  • AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
  • AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
  • AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.

Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.